{ "crd_number": 169316, "slug": "pier-88-investment-partners-llc-san-francisco-ca-169316", "primary_business_name": "PIER 88 INVESTMENT PARTNERS, LLC", "legal_name": "PIER 88 INVESTMENT PARTNERS, LLC", "dbas": [], "city": "San Francisco", "state": "CA", "country": "United States", "cbsa_code": "41860", "metro": { "cbsa_code": "41860", "common_name": "San Francisco", "msa_name": "San Francisco-Oakland-Fremont, CA", "path": "/advisors/ca/san-francisco" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2016-01-29", "years_registered": 10, "period": "2026-10-01", "filing_date": "2026-03-25", "carried_forward": false, "raum_total": 568043382.0, "raum_discretionary": 568043382.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 5, "advisory_employees": 5, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "insurance_companies": { "raum": 267960548.0, "count": 2, "fewer_than_5": true }, "investment_companies": { "raum": 210315151.0, "count": 1 }, "high_net_worth_individuals": { "raum": 15681577.0, "count": 2, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 74086106.0, "count": 7 } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [ "https://pier88.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169316", "city_as_filed": "SAN FRANCISCO", "url": "https://advisorcensus.com/firm/pier-88-investment-partners-llc-san-francisco-ca-169316", "display_name": "Pier 88 Investment Partners, LLC", "summary": "Pier 88 Investment Partners, LLC is an SEC-registered investment advisory firm in San Francisco, CA, registered since 2016, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.", "citation": "AdvisorCensus. Pier 88 Investment Partners, LLC (CRD 169316): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Pier 88 Investment Partners, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Pier 88 Investment Partners, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Pier 88 Investment Partners, LLC located?", "a": "Pier 88 Investment Partners, LLC's principal office is in San Francisco, CA, according to its Form ADV." }, { "q": "Is Pier 88 Investment Partners, LLC registered with the SEC or a state?", "a": "Pier 88 Investment Partners, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 169316." }, { "q": "How much does Pier 88 Investment Partners, LLC manage?", "a": "Pier 88 Investment Partners, LLC reports $568,043,382 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary)." }, { "q": "How have Pier 88 Investment Partners, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Pier 88 Investment Partners, LLC: Regulatory assets under management: $513,745,791 in the October 2021 data and $568,043,382 in the October 2026 data, up 11%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Pier 88 Investment Partners, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7); high net worth individuals (2); insurance companies (2)." }, { "q": "Which custodians does Pier 88 Investment Partners, LLC use?", "a": "Pier 88 Investment Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists The Northern Trust Company as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Pier 88 Investment Partners, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169316" }, { "q": "What changed in Pier 88 Investment Partners, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $665,039,375 to $568,043,382 (-15%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 513745791.0, "total_employees": 4, "filing_date": "2021-08-25" }, { "period": "2022-10-01", "regulatory_assets_under_management": 606213956.0, "total_employees": 3, "filing_date": "2022-06-17" }, { "period": "2023-10-01", "regulatory_assets_under_management": 567604190.0, "total_employees": 4, "filing_date": "2023-05-22" }, { "period": "2024-10-01", "regulatory_assets_under_management": 581285266.0, "total_employees": 5, "filing_date": "2024-03-25" }, { "period": "2025-10-01", "regulatory_assets_under_management": 665039375.0, "total_employees": 5, "filing_date": "2025-05-07" }, { "period": "2026-10-01", "regulatory_assets_under_management": 568043382.0, "total_employees": 5, "filing_date": "2026-03-25" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $665,039,375 to $568,043,382 (-15%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "The Northern Trust Company", "name_as_filed": "THE NORTHERN TRUST COMPANY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/pier-88-investment-partners-llc-san-francisco-ca-169316.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 2, "fewer_than_5": true, "raum": 15681577.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 210315151.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 7, "fewer_than_5": false, "raum": 74086106.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 2, "fewer_than_5": true, "raum": 267960548.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169316", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }