# Piedmont Financial Consulting

> Piedmont Financial Consulting is a state-registered investment advisory firm in Laurel, MD, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 18, 2024.

- CRD: 314420
- Filed as: PIEDMONT FINANCIAL CONSULTING
- Legal name: The Piedmont Financial Consulting Group, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Laurel, MD
- Filing period: October 2026
- Form ADV filing dated: September 18, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/314420
- AdvisorCensus page: https://advisorcensus.com/firm/piedmont-financial-consulting-laurel-md-314420

## Quick answers

**How is Piedmont Financial Consulting compensated?**
On its Form ADV (Item 5.E, October 2026), Piedmont Financial Consulting reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Piedmont Financial Consulting located?**
Piedmont Financial Consulting's principal office is in Laurel, MD, according to its Form ADV.

**Is Piedmont Financial Consulting registered with the SEC or a state?**
Piedmont Financial Consulting is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 314420.

**How much does Piedmont Financial Consulting manage?**
Piedmont Financial Consulting reports $12,860 in regulatory assets under management in its Form ADV filing dated September 18, 2024 (100% discretionary).

**What types of clients does Piedmont Financial Consulting serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2).

**Does Piedmont Financial Consulting report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/314420

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $12,860
- Discretionary: $12,860
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2 | $12,860 |
| High net worth individuals | Fewer than 5 | $0 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MD
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- thepiedmontfcg.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Piedmont Financial Consulting (CRD 314420): Form ADV filing data as of October 2026.