{
  "crd_number": 142921,
  "slug": "piedmont-financial-advisors-llc-indianapolis-in-142921",
  "primary_business_name": "PIEDMONT FINANCIAL ADVISORS, LLC",
  "legal_name": "PIEDMONT FINANCIAL ADVISORS, LLC",
  "dbas": [],
  "city": "Indianapolis",
  "state": "IN",
  "country": "United States",
  "cbsa_code": "26900",
  "metro": {
    "cbsa_code": "26900",
    "common_name": "Indianapolis",
    "msa_name": "Indianapolis-Carmel-Greenwood, IN",
    "path": "/advisors/in/indianapolis"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2007-01-13",
  "years_registered": 19,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 0.0,
      "count": 5
    },
    "high_net_worth_individuals": {
      "raum": 0.0,
      "count": 8
    }
  },
  "compensation_types": [
    "fixed"
  ],
  "advisory_activities": [
    "financial_planning",
    "other"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "IN"
  ],
  "websites": [
    "https://piedmontfa.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142921",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "INDIANAPOLIS",
  "url": "https://advisorcensus.com/firm/piedmont-financial-advisors-llc-indianapolis-in-142921",
  "display_name": "Piedmont Financial Advisors, LLC",
  "summary": "Piedmont Financial Advisors, LLC is a state-registered investment advisory firm in Indianapolis, IN, registered since 2007, with no regulatory assets under management reported in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Piedmont Financial Advisors, LLC (CRD 142921): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Piedmont Financial Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Piedmont Financial Advisors, LLC reports these compensation arrangements: fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Piedmont Financial Advisors, LLC located?",
      "a": "Piedmont Financial Advisors, LLC's principal office is in Indianapolis, IN, according to its Form ADV."
    },
    {
      "q": "Is Piedmont Financial Advisors, LLC registered with the SEC or a state?",
      "a": "Piedmont Financial Advisors, LLC is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 142921."
    },
    {
      "q": "What types of clients does Piedmont Financial Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (8); individuals (other than high net worth individuals) (5)."
    },
    {
      "q": "Does Piedmont Financial Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/142921"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/piedmont-financial-advisors-llc-indianapolis-in-142921.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 5,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 8,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142921",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}