{
  "crd_number": 165775,
  "slug": "piedmont-capital-management-llc-whitefish-mt-165775",
  "primary_business_name": "PIEDMONT CAPITAL MANAGEMENT, LLC",
  "legal_name": "PIEDMONT CAPITAL MANAGEMENT, LLC",
  "dbas": [],
  "city": "Whitefish",
  "state": "MT",
  "country": "United States",
  "cbsa_code": "28060",
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-05-07",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 231829166.0,
  "raum_discretionary": 231829166.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 946303.0,
      "count": 5
    },
    "individuals": {
      "raum": 94679295.0,
      "count": 403
    },
    "high_net_worth_individuals": {
      "raum": 135502376.0,
      "count": 61
    },
    "corporations_other_businesses": {
      "raum": 701192.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "MT",
    "NE",
    "OR",
    "TX",
    "WA"
  ],
  "websites": [
    "https://facebook.com/PIEDMONTCAPITALMT",
    "https://linkedin.com/COMPANY/PIEDMONTCAPITALMT",
    "https://piedmontcapitalmt.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165775",
  "city_as_filed": "WHITEFISH",
  "url": "https://advisorcensus.com/firm/piedmont-capital-management-llc-whitefish-mt-165775",
  "display_name": "Piedmont Capital Management, LLC",
  "summary": "Piedmont Capital Management, LLC is an SEC-registered investment advisory firm in Whitefish, MT, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Piedmont Capital Management, LLC (CRD 165775): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Piedmont Capital Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Piedmont Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Piedmont Capital Management, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Up to $100,000: 1.5% a year; $100,000 to $250,000: 1.3% a year; $250,000 to $500,000: 1.1% a year; $500,000 to $1,000,000: 0.9% a year; $1,000,000 to $2,000,000: 0.7% a year; $2,000,000 to $5,000,000: 0.5% a year; Above $5,000,000: 0.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Piedmont Capital Management, LLC located?",
      "a": "Piedmont Capital Management, LLC's principal office is in Whitefish, MT, according to its Form ADV."
    },
    {
      "q": "Is Piedmont Capital Management, LLC registered with the SEC or a state?",
      "a": "Piedmont Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 165775."
    },
    {
      "q": "How much does Piedmont Capital Management, LLC manage?",
      "a": "Piedmont Capital Management, LLC reports $231,829,166 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "How have Piedmont Capital Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Piedmont Capital Management, LLC: Regulatory assets under management: $141,682,565 in the October 2021 data and $231,829,166 in the October 2026 data, up 64%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Piedmont Capital Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (403); high net worth individuals (61); charitable organizations (5)."
    },
    {
      "q": "Which custodians does Piedmont Capital Management, LLC use?",
      "a": "Piedmont Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Piedmont Capital Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165775"
    },
    {
      "q": "Does Piedmont Capital Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"We currently do not have a minimum account size requirement; however acceptance of a client relationship is at our discretion.\""
    },
    {
      "q": "What changed in Piedmont Capital Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $200,124,845 to $231,829,166 (+16%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 141682565.0,
      "total_employees": 3,
      "filing_date": "2021-06-10"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 168495774.0,
      "total_employees": 3,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 155577392.0,
      "total_employees": 3,
      "filing_date": "2023-05-10"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 172337686.0,
      "total_employees": 3,
      "filing_date": "2024-07-02"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 200124845.0,
      "total_employees": 2,
      "filing_date": "2025-03-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 231829166.0,
      "total_employees": 3,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 3.",
        "Regulatory assets under management went from $200,124,845 to $231,829,166 (+16%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $100,000",
        "rate": "1.5%"
      },
      {
        "band": "$100,000 to $250,000",
        "rate": "1.3%"
      },
      {
        "band": "$250,000 to $500,000",
        "rate": "1.1%"
      },
      {
        "band": "$500,000 to $1,000,000",
        "rate": "0.9%"
      },
      {
        "band": "$1,000,000 to $2,000,000",
        "rate": "0.7%"
      },
      {
        "band": "$2,000,000 to $5,000,000",
        "rate": "0.5%"
      },
      {
        "band": "Above $5,000,000",
        "rate": "0.25%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $100,000: 1.5% a year",
          "$100,000 to $250,000: 1.3% a year",
          "$250,000 to $500,000: 1.1% a year",
          "$500,000 to $1,000,000: 0.9% a year",
          "$1,000,000 to $2,000,000: 0.7% a year",
          "$2,000,000 to $5,000,000: 0.5% a year",
          "Above $5,000,000: 0.25% a year"
        ],
        "quotes": [
          "Tier Household Assets Under Management Annual Advisory Fee Rate First $0 - $100,000 1.50% Next $100,000 - $250,000 1.30% Next $250,000 - $500,000 1.10% Next $500,000 - $1,000,000 0.90% Next $1,000,000 - $2,000,000 0.70% Next $2,000,000 - $5,000,000 0.50% Above $5,000,000 0.25%",
          "This fee is negotiable. Fees are based on the market value of the portfolio at the end of the previous quarter."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "We currently do not have a minimum account size requirement; however acceptance of a client relationship is at our discretion."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 100000.0,
          "rate_pct": 1.5
        },
        {
          "min": 100000.0,
          "max": 250000.0,
          "rate_pct": 1.3
        },
        {
          "min": 250000.0,
          "max": 500000.0,
          "rate_pct": 1.1
        },
        {
          "min": 500000.0,
          "max": 1000000.0,
          "rate_pct": 0.9
        },
        {
          "min": 1000000.0,
          "max": 2000000.0,
          "rate_pct": 0.7
        },
        {
          "min": 2000000.0,
          "max": 5000000.0,
          "rate_pct": 0.5
        },
        {
          "min": 5000000.0,
          "max": null,
          "rate_pct": 0.25
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Tier Household Assets Under Management Annual Advisory Fee Rate First $0 - $100,000 1.50% Next $100,000 - $250,000 1.30% Next $250,000 - $500,000 1.10% Next $500,000 - $1,000,000 0.90% Next $1,000,000 - $2,000,000 0.70% Next $2,000,000 - $5,000,000 0.50% Above $5,000,000 0.25%",
      "This fee is negotiable. Fees are based on the market value of the portfolio at the end of the previous quarter.",
      "We currently do not have a minimum account size requirement; however acceptance of a client relationship is at our discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/piedmont-capital-management-llc-whitefish-mt-165775.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 403,
      "fewer_than_5": false,
      "raum": 94679295.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 61,
      "fewer_than_5": false,
      "raum": 135502376.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 5,
      "fewer_than_5": false,
      "raum": 946303.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 701192.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165775",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}