# Phoenix Wealth Advisors Inc.

> Phoenix Wealth Advisors Inc. is an SEC-registered investment advisory firm in Chapel Hill, NC, registered since 2001, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 2, 2026.

- CRD: 118412
- Filed as: PHOENIX WEALTH ADVISORS INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chapel Hill, NC
- Filing period: October 2026
- Form ADV filing dated: July 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/118412
- AdvisorCensus page: https://advisorcensus.com/firm/phoenix-wealth-advisors-inc-chapel-hill-nc-118412

## Quick answers

**How is Phoenix Wealth Advisors Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Phoenix Wealth Advisors Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**How much does Phoenix Wealth Advisors Inc. charge?**
Its Form ADV Part 2A brochure dated February 17, 2026 states: Hourly rate: $350 an hour (plan development or consultation); Flat fee: $1,150 to $4,200. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Phoenix Wealth Advisors Inc. located?**
Phoenix Wealth Advisors Inc.'s principal office is in Chapel Hill, NC, according to its Form ADV.

**Is Phoenix Wealth Advisors Inc. registered with the SEC or a state?**
Phoenix Wealth Advisors Inc. is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 118412.

**How much does Phoenix Wealth Advisors Inc. manage?**
Phoenix Wealth Advisors Inc. reports $641,416,303 in regulatory assets under management in its Form ADV filing dated July 2, 2026 (95% discretionary).

**How have Phoenix Wealth Advisors Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Phoenix Wealth Advisors Inc.: Regulatory assets under management: $473,000,000 in the October 2021 data and $641,416,303 in the October 2026 data, up 36%. Total employees: 9 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Phoenix Wealth Advisors Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (993); high net worth individuals (545); pension and profit sharing plans (but not the plan participants or government pension plans) (38).

**Which custodians does Phoenix Wealth Advisors Inc. use?**
Phoenix Wealth Advisors Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. and Raymond James Trust Company of NH as custodians holding 10% or more of its separately managed account assets.

**Does Phoenix Wealth Advisors Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118412

**Does Phoenix Wealth Advisors Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated February 17, 2026 says: "The Adviser may require a minimum aggregate account balance of $ 500,000 for account relationships at its sole discretion."

**What changed in Phoenix Wealth Advisors Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $551,004,269 to $641,416,303 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated February 17, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> The Adviser may require a minimum aggregate account balance of $ 500,000 for account relationships at its sole discretion.

- Hourly rate: $350 an hour (plan development or consultation)

> hourly rates for plan development or consultation are $ 350 per hour

- Flat fee: $1,150 to $4,200

> fixed fees for plans will run between $1,150 and $4,200 depending on the complexity and comprehensiveness of the plan.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.
- Raymond James Trust Company of NH

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $641,416,303
- Discretionary: $609,735,521
- Non-discretionary: $31,680,782

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 993 | $197,026,431 |
| High net worth individuals | 545 | $421,226,223 |
| Banking or thrift institutions | Fewer than 5 | $1,566,320 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 38 | $9,060,563 |
| Corporations or other businesses not listed above | 16 | $12,536,766 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2001 (24 years)
- Employees: 8 total, 7 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, DC, FL, GA, IL, MD, NC, NH, NY, PA, SC, TX, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pfinx.com
- Facebook @pfinxwealth
- LinkedIn @phoenix-wealth-advisors-inc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $473,000,000 | 9 | August 19, 2021 |
| October 2022 | $531,000,000 | 8 | March 9, 2022 |
| October 2023 | $436,211,964 | 10 | April 17, 2023 |
| October 2024 | $488,362,265 | 10 | August 8, 2024 |
| October 2025 | $551,004,269 | 8 | March 26, 2025 |
| October 2026 | $641,416,303 | 8 | July 2, 2026 |

Regulatory assets under management: $473,000,000 in the October 2021 data and $641,416,303 in the October 2026 data, up 36%.
Total employees: 9 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $551,004,269 to $641,416,303 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Phoenix Wealth Advisors Inc. (CRD 118412): Form ADV filing data as of October 2026.