# Phoenix Investment

> Phoenix Investment is a state-registered investment advisory firm in San Ramon, CA, registered since 2019, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 23, 2026.

- CRD: 299731
- Filed as: PHOENIX INVESTMENT
- Legal name: PI Wealth Management LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: San Ramon, CA
- Filing period: October 2026
- Form ADV filing dated: June 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/299731
- AdvisorCensus page: https://advisorcensus.com/firm/phoenix-investment-san-ramon-ca-299731

## Quick answers

**How is Phoenix Investment compensated?**
On its Form ADV (Item 5.E, October 2026), Phoenix Investment reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Phoenix Investment located?**
Phoenix Investment's principal office is in San Ramon, CA, according to its Form ADV.

**Is Phoenix Investment registered with the SEC or a state?**
Phoenix Investment is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 299731.

**How much does Phoenix Investment manage?**
Phoenix Investment reports $66,357,280 in regulatory assets under management in its Form ADV filing dated June 23, 2026 (0% discretionary).

**What types of clients does Phoenix Investment serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (89); other (2).

**Does Phoenix Investment report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/299731

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $66,357,280
- Discretionary: $0
- Non-discretionary: $66,357,280

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 89 | $66,331,715 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 2 | $25,565 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2019 (7 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Phoenix Investment (CRD 299731): Form ADV filing data as of October 2026.