# Phoenix Financial Solutions, Inc.

> Phoenix Financial Solutions, Inc. is a state-registered investment advisory firm in Greensboro, NC, registered since 2009, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 148796
- Filed as: PHOENIX FINANCIAL SOLUTIONS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Greensboro, NC
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/148796
- AdvisorCensus page: https://advisorcensus.com/firm/phoenix-financial-solutions-inc-greensboro-nc-148796

## Quick answers

**How is Phoenix Financial Solutions, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Phoenix Financial Solutions, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Phoenix Financial Solutions, Inc. located?**
Phoenix Financial Solutions, Inc.'s principal office is in Greensboro, NC, according to its Form ADV.

**Is Phoenix Financial Solutions, Inc. registered with the SEC or a state?**
Phoenix Financial Solutions, Inc. is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 148796.

**How much does Phoenix Financial Solutions, Inc. manage?**
Phoenix Financial Solutions, Inc. reports $0 in regulatory assets under management in its Form ADV filing dated March 27, 2026.

**What types of clients does Phoenix Financial Solutions, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (5).

**Does Phoenix Financial Solutions, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/148796

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $0 |
| High net worth individuals | Fewer than 5 | $0 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |
| Other | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2009 (17 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- thinkpfs.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Phoenix Financial Solutions, Inc. (CRD 148796): Form ADV filing data as of October 2026.