# Phoenix Financial Engineering, LLC

> Phoenix Financial Engineering, LLC is a state-registered investment advisory firm, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 284293
- Filed as: PHOENIX FINANCIAL ENGINEERING, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Maryland
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/284293
- AdvisorCensus page: https://advisorcensus.com/firm/phoenix-financial-engineering-llc-284293

## Quick answers

**How is Phoenix Financial Engineering, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Phoenix Financial Engineering, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Phoenix Financial Engineering, LLC registered with the SEC or a state?**
Phoenix Financial Engineering, LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 284293.

**How much does Phoenix Financial Engineering, LLC manage?**
Phoenix Financial Engineering, LLC reports $12,500,000 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (0% discretionary).

**What types of clients does Phoenix Financial Engineering, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (22); high net worth individuals (4).

**Does Phoenix Financial Engineering, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/284293

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $12,500,000
- Discretionary: $0
- Non-discretionary: $12,500,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 22 | $6,500,000 |
| High net worth individuals | 4 | $6,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2016 (10 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MD
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- phoenixfe.com
- LinkedIn @DMBONNICHSEN

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Phoenix Financial Engineering, LLC (CRD 284293): Form ADV filing data as of October 2026.