# Phingers and Toze Investments, LLC

> Phingers and Toze Investments, LLC is a state-registered investment advisory firm, registered since 1997, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 131185
- Filed as: PHINGERS AND TOZE INVESTMENTS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/131185
- AdvisorCensus page: https://advisorcensus.com/firm/phingers-and-toze-investments-llc-131185

## Quick answers

**How is Phingers and Toze Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Phingers and Toze Investments, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Phingers and Toze Investments, LLC registered with the SEC or a state?**
Phingers and Toze Investments, LLC is a state-registered investment advisory firm, registered since 1997. Status as filed: APPROVED. CRD 131185.

**How much does Phingers and Toze Investments, LLC manage?**
Phingers and Toze Investments, LLC reports $71,406,000 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary).

**What types of clients does Phingers and Toze Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (6).

**Does Phingers and Toze Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/131185

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $71,406,000
- Discretionary: $71,406,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 6 | $71,406,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1997 (29 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Phingers and Toze Investments, LLC (CRD 131185): Form ADV filing data as of October 2026.