# Philosmith Capital Corporation

> Philosmith Capital Corporation is an SEC-registered investment advisory firm in Stamford, CT, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 162082
- Filed as: PHILOSMITH CAPITAL CORPORATION
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Stamford, CT
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/162082
- AdvisorCensus page: https://advisorcensus.com/firm/philosmith-capital-corporation-stamford-ct-162082

## Quick answers

**How is Philosmith Capital Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), Philosmith Capital Corporation reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Philosmith Capital Corporation located?**
Philosmith Capital Corporation's principal office is in Stamford, CT, according to its Form ADV.

**Is Philosmith Capital Corporation registered with the SEC or a state?**
Philosmith Capital Corporation is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 162082.

**How much does Philosmith Capital Corporation manage?**
Philosmith Capital Corporation reports $380,477,979 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Philosmith Capital Corporation's assets and staff changed since 2021?**
In the Form ADV data for Philosmith Capital Corporation: Regulatory assets under management: $224,000,000 in the October 2021 data and $380,477,979 in the October 2026 data, up 70%. Total employees: 6 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Philosmith Capital Corporation serve?**
By number of clients on Form ADV Item 5.D: insurance companies (2); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does Philosmith Capital Corporation use?**
Philosmith Capital Corporation's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Morgan Stanley and State Street Bank and Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does Philosmith Capital Corporation report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162082

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Morgan Stanley
- State Street Bank and Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $380,477,979
- Discretionary: $380,477,979
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $39,210,107 |
| Insurance companies | 2 | $341,267,872 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2012 (14 years)
- Employees: 9 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- philosmith.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $224,000,000 | 6 | January 25, 2021 |
| October 2022 | $274,300,000 | 8 | June 30, 2022 |
| October 2023 | $278,672,643 | 10 | February 17, 2023 |
| October 2024 | $315,886,081 | 10 | January 30, 2024 |
| October 2025 | $365,295,833 | 9 | June 4, 2025 |
| October 2026 | $380,477,979 | 9 | March 26, 2026 |

Regulatory assets under management: $224,000,000 in the October 2021 data and $380,477,979 in the October 2026 data, up 70%.
Total employees: 6 in October 2021 and 9 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Philosmith Capital Corporation (CRD 162082): Form ADV filing data as of October 2026.