# Phillips and Company Advisors LLC

> Phillips and Company Advisors LLC is an SEC-registered investment advisory firm in Portland, OR, registered since 2011, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 167214
- Filed as: PHILLIPS AND COMPANY ADVISORS LLC
- Also doing business as: PHILLIPS AND COMPANY
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Portland, OR
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/167214
- AdvisorCensus page: https://advisorcensus.com/firm/phillips-and-company-advisors-llc-portland-or-167214

## Quick answers

**How is Phillips and Company Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Phillips and Company Advisors LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Phillips and Company Advisors LLC located?**
Phillips and Company Advisors LLC's principal office is in Portland, OR, according to its Form ADV.

**Is Phillips and Company Advisors LLC registered with the SEC or a state?**
Phillips and Company Advisors LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 167214.

**How much does Phillips and Company Advisors LLC manage?**
Phillips and Company Advisors LLC reports $2,664,967,346 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (45% discretionary).

**How have Phillips and Company Advisors LLC's assets and staff changed since 2021?**
In the Form ADV data for Phillips and Company Advisors LLC: Regulatory assets under management: $1,114,333,334 in the October 2021 data and $2,664,967,346 in the October 2026 data, up 139%. Total employees: 18 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Phillips and Company Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (934); high net worth individuals (176); pension and profit sharing plans (but not the plan participants or government pension plans) (134).

**Which custodians does Phillips and Company Advisors LLC use?**
Phillips and Company Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Phillips and Company Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167214

**What changed in Phillips and Company Advisors LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 14 to 13. Regulatory assets under management went from $2,276,351,775 to $2,664,967,346 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,664,967,346
- Discretionary: $1,205,123,288
- Non-discretionary: $1,459,844,058

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 934 | $239,671,955 |
| High net worth individuals | 176 | $1,613,219,035 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 134 | $603,848,171 |
| Charitable organizations | 10 | $109,394,162 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 19 | $98,834,023 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2011 (14 years)
- Employees: 19 total, 13 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AZ, CA, CO, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NV, OH, OK, OR, PA, SD, TN, TX, UT, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [phillipsandco.com](https://phillipsandco.com)
- Facebook @PhillipsandCoAdvisors
- LinkedIn @phillipsandcompany
- X @phcoadvisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,114,333,334 | 18 | March 31, 2021 |
| October 2022 | $1,141,648,569 | 20 | March 31, 2022 |
| October 2023 | $1,171,903,143 | 21 | March 31, 2023 |
| October 2024 | $1,410,908,388 | 22 | March 31, 2024 |
| October 2025 | $2,276,351,775 | 21 | May 5, 2025 |
| October 2026 | $2,664,967,346 | 19 | March 26, 2026 |

Regulatory assets under management: $1,114,333,334 in the October 2021 data and $2,664,967,346 in the October 2026 data, up 139%.
Total employees: 18 in October 2021 and 19 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 14 to 13.
- Regulatory assets under management went from $2,276,351,775 to $2,664,967,346 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Phillips and Company Advisors LLC (CRD 167214): Form ADV filing data as of October 2026.