# Phillip B. White Co., Inc

> Phillip B. White Co., Inc is an SEC-registered investment advisory firm in San Luis Obispo, CA, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 300623
- Filed as: PHILLIP B. WHITE CO., INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Luis Obispo, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/300623
- AdvisorCensus page: https://advisorcensus.com/firm/phillip-b-white-co-inc-san-luis-obispo-ca-300623

## Quick answers

**How is Phillip B. White Co., Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Phillip B. White Co., Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Phillip B. White Co., Inc located?**
Phillip B. White Co., Inc's principal office is in San Luis Obispo, CA, according to its Form ADV.

**Is Phillip B. White Co., Inc registered with the SEC or a state?**
Phillip B. White Co., Inc is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 300623.

**How much does Phillip B. White Co., Inc manage?**
Phillip B. White Co., Inc reports $318,703,165 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Phillip B. White Co., Inc's assets and staff changed since 2021?**
In the Form ADV data for Phillip B. White Co., Inc: Regulatory assets under management: $239,000,000 in the October 2021 data and $318,703,165 in the October 2026 data, up 33%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Phillip B. White Co., Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (140); high net worth individuals (103); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Which custodians does Phillip B. White Co., Inc use?**
Phillip B. White Co., Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Assetmark Brokerage, LLC, Pershing Advisor Solutions LLC and SEI Investments Distribution Co. as custodians holding 10% or more of its separately managed account assets.

**Does Phillip B. White Co., Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300623

**What changed in Phillip B. White Co., Inc's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $268,318,426 to $318,703,165 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Assetmark Brokerage, LLC
- Pershing Advisor Solutions LLC
- SEI Investments Distribution Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $318,703,165
- Discretionary: $318,703,165
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 140 | $55,723,504 |
| High net worth individuals | 103 | $252,803,845 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $9,327,525 |
| Corporations or other businesses not listed above | 1 | $848,291 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pbwhite.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $239,000,000 | 2 | May 12, 2021 |
| October 2022 | $256,162,431 | 2 | March 30, 2022 |
| October 2023 | $217,466,000 | 2 | March 30, 2023 |
| October 2024 | $244,442,472 | 2 | March 27, 2024 |
| October 2025 | $268,318,426 | 2 | March 25, 2025 |
| October 2026 | $318,703,165 | 2 | March 31, 2026 |

Regulatory assets under management: $239,000,000 in the October 2021 data and $318,703,165 in the October 2026 data, up 33%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $268,318,426 to $318,703,165 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Phillip B. White Co., Inc (CRD 300623): Form ADV filing data as of October 2026.