# Philip Vongontard, CFA, LLC

> Philip Vongontard, CFA, LLC is an SEC-registered investment advisory firm in St.louis, MO, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 1, 2026.

- CRD: 127938
- Filed as: PHILIP VONGONTARD, CFA, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: St.louis, MO
- Filing period: October 2026
- Form ADV filing dated: May 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/127938
- AdvisorCensus page: https://advisorcensus.com/firm/philip-vongontard-cfa-llc-st-louis-mo-127938

## Quick answers

**How is Philip Vongontard, CFA, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Philip Vongontard, CFA, LLC reports these compensation arrangements: a percentage of assets under its management.

**What does Philip Vongontard, CFA, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated May 1, 2026 states: Asset-based fee: 0.35% to 0.65% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Philip Vongontard, CFA, LLC located?**
Philip Vongontard, CFA, LLC's principal office is in St.louis, MO, according to its Form ADV.

**Is Philip Vongontard, CFA, LLC registered with the SEC or a state?**
Philip Vongontard, CFA, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 127938.

**How much does Philip Vongontard, CFA, LLC manage?**
Philip Vongontard, CFA, LLC reports $288,549,582 in regulatory assets under management in its Form ADV filing dated May 1, 2026 (100% discretionary).

**How have Philip Vongontard, CFA, LLC's assets and staff changed since 2021?**
In the Form ADV data for Philip Vongontard, CFA, LLC: Regulatory assets under management: $221,107,885 in the October 2021 data and $288,549,582 in the October 2026 data, up 31%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Philip Vongontard, CFA, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (39); individuals (other than high net worth individuals) (16).

**Which custodians does Philip Vongontard, CFA, LLC use?**
Philip Vongontard, CFA, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Philip Vongontard, CFA, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127938

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated May 1, 2026)

- Asset-based fee: 0.35% to 0.65% a year (a range, as the brochure states it)

> The typical management fee structure ranges from 0.35% to 0.65% depending of the size and structure of the relationship.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $288,549,582
- Discretionary: $288,549,582
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 16 | $6,300,330 |
| High net worth individuals | 39 | $282,249,252 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2006 (20 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $221,107,885 | 1 | March 9, 2021 |
| October 2022 | $265,309,703 | 1 | February 9, 2022 |
| October 2023 | $246,702,481 | 1 | February 24, 2023 |
| October 2024 | $287,869,720 | 1 | March 29, 2024 |
| October 2025 | $312,937,442 | 1 | July 9, 2025 |
| October 2026 | $288,549,582 | 1 | May 1, 2026 |

Regulatory assets under management: $221,107,885 in the October 2021 data and $288,549,582 in the October 2026 data, up 31%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Philip Vongontard, CFA, LLC (CRD 127938): Form ADV filing data as of October 2026.