{
  "crd_number": 127938,
  "slug": "philip-vongontard-cfa-llc-st-louis-mo-127938",
  "primary_business_name": "PHILIP VONGONTARD, CFA, LLC",
  "legal_name": "PHILIP VONGONTARD, CFA, LLC",
  "dbas": [],
  "city": "St.louis",
  "state": "MO",
  "country": "United States",
  "cbsa_code": "41180",
  "metro": {
    "cbsa_code": "41180",
    "common_name": "St. Louis",
    "msa_name": "St. Louis, MO-IL",
    "path": "/advisors/mo/st-louis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2006-08-24",
  "years_registered": 20,
  "period": "2026-10-01",
  "filing_date": "2026-05-01",
  "carried_forward": false,
  "raum_total": 288549582.0,
  "raum_discretionary": 288549582.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 6300330.0,
      "count": 16
    },
    "high_net_worth_individuals": {
      "raum": 282249252.0,
      "count": 39
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "MO"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/127938",
  "city_as_filed": "ST.LOUIS",
  "url": "https://advisorcensus.com/firm/philip-vongontard-cfa-llc-st-louis-mo-127938",
  "display_name": "Philip Vongontard, CFA, LLC",
  "summary": "Philip Vongontard, CFA, LLC is an SEC-registered investment advisory firm in St.louis, MO, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 1, 2026.",
  "citation": "AdvisorCensus. Philip Vongontard, CFA, LLC (CRD 127938): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Philip Vongontard, CFA, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Philip Vongontard, CFA, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Philip Vongontard, CFA, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated May 1, 2026 states: Asset-based fee: 0.35% to 0.65% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Philip Vongontard, CFA, LLC located?",
      "a": "Philip Vongontard, CFA, LLC's principal office is in St.louis, MO, according to its Form ADV."
    },
    {
      "q": "Is Philip Vongontard, CFA, LLC registered with the SEC or a state?",
      "a": "Philip Vongontard, CFA, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 127938."
    },
    {
      "q": "How much does Philip Vongontard, CFA, LLC manage?",
      "a": "Philip Vongontard, CFA, LLC reports $288,549,582 in regulatory assets under management in its Form ADV filing dated May 1, 2026 (100% discretionary)."
    },
    {
      "q": "How have Philip Vongontard, CFA, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Philip Vongontard, CFA, LLC: Regulatory assets under management: $221,107,885 in the October 2021 data and $288,549,582 in the October 2026 data, up 31%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Philip Vongontard, CFA, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (39); individuals (other than high net worth individuals) (16)."
    },
    {
      "q": "Which custodians does Philip Vongontard, CFA, LLC use?",
      "a": "Philip Vongontard, CFA, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Philip Vongontard, CFA, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127938"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 221107885.0,
      "total_employees": 1,
      "filing_date": "2021-03-09"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 265309703.0,
      "total_employees": 1,
      "filing_date": "2022-02-09"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 246702481.0,
      "total_employees": 1,
      "filing_date": "2023-02-24"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 287869720.0,
      "total_employees": 1,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 312937442.0,
      "total_employees": 1,
      "filing_date": "2025-07-09"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 288549582.0,
      "total_employees": 1,
      "filing_date": "2026-05-01"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 1, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.35% to 0.65% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.35% to 0.65% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "The typical management fee structure ranges from 0.35% to 0.65% depending of the size and structure of the relationship."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.35,
        0.65
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The typical management fee structure ranges from 0.35% to 0.65% depending of the size and structure of the relationship."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/philip-vongontard-cfa-llc-st-louis-mo-127938.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 16,
      "fewer_than_5": false,
      "raum": 6300330.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 39,
      "fewer_than_5": false,
      "raum": 282249252.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/127938",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}