# Philadelphia Partners Capital Management, LLC

> Philadelphia Partners Capital Management, LLC is an SEC-registered investment advisory firm in Bala Cynwyd, PA, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 294016
- Filed as: PHILADELPHIA PARTNERS CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bala Cynwyd, PA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/294016
- AdvisorCensus page: https://advisorcensus.com/firm/philadelphia-partners-capital-management-llc-bala-cynwyd-pa-294016

## Quick answers

**How is Philadelphia Partners Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Philadelphia Partners Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; other.

**Where is Philadelphia Partners Capital Management, LLC located?**
Philadelphia Partners Capital Management, LLC's principal office is in Bala Cynwyd, PA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Philadelphia Partners Capital Management, LLC registered with the SEC or a state?**
Philadelphia Partners Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 294016.

**How much does Philadelphia Partners Capital Management, LLC manage?**
Philadelphia Partners Capital Management, LLC reports $61,220,242 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (97% discretionary).

**How have Philadelphia Partners Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Philadelphia Partners Capital Management, LLC: Regulatory assets under management: $47,413,809 in the October 2021 data and $61,220,242 in the October 2026 data, up 29%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Philadelphia Partners Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (44); individuals (other than high net worth individuals) (36); other (7).

**Does Philadelphia Partners Capital Management, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation) and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/294016

**Does Philadelphia Partners Capital Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 18, 2026 says: "We require a minimum dollar amount of $1,000,000 to open and maintain an advisory account. The minimum amount may be waived under certain circumstances (such as householding of accounts); however, we have the right to terminate your account if it becomes too small to effectively manage."

**What changed in Philadelphia Partners Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Item 11 disclosure answers changed: 2 yes answers, previously 0 (now yes: 11.C(2), 11.C(5)).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 18, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> We require a minimum dollar amount of $1,000,000 to open and maintain an advisory account. The minimum amount may be waived under certain circumstances (such as householding of accounts); however, we have the right to terminate your account if it becomes too small to effectively manage.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $61,220,242
- Discretionary: $59,198,683
- Non-discretionary: $2,021,559

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 36 | $2,475,444 |
| High net worth individuals | 44 | $52,409,143 |
| Charitable organizations | 1 | $541,046 |
| Corporations or other businesses not listed above | 1 | $3,718,969 |
| Other | 7 | $2,075,640 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NJ, PA
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/294016

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Bala Cynwyd, PA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $47,413,809 | 2 | March 31, 2021 |
| October 2022 | $59,565,948 | 2 | March 30, 2022 |
| October 2023 | $53,458,273 | 2 | July 10, 2023 |
| October 2024 | $47,948,516 | 2 | May 7, 2024 |
| October 2025 | $61,283,290 | 2 | March 27, 2025 |
| October 2026 | $61,220,242 | 2 | March 31, 2026 |

Regulatory assets under management: $47,413,809 in the October 2021 data and $61,220,242 in the October 2026 data, up 29%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Item 11 disclosure answers changed: 2 yes answers, previously 0 (now yes: 11.C(2), 11.C(5)).

### December 2025
- Registered or notice-filed in FL, NJ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Philadelphia Partners Capital Management, LLC (CRD 294016): Form ADV filing data as of October 2026.