# Phil A. Younker & Associates, Ltd.

> Phil A. Younker & Associates, Ltd. is an SEC-registered investment advisory firm, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 6, 2026.

- CRD: 311775
- Filed as: PHIL A. YOUNKER & ASSOCIATES, LTD.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: February 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/311775
- AdvisorCensus page: https://advisorcensus.com/firm/phil-a-younker-and-associates-ltd-311775

## Quick answers

**How is Phil A. Younker & Associates, Ltd. compensated?**
On its Form ADV (Item 5.E, October 2026), Phil A. Younker & Associates, Ltd. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Is Phil A. Younker & Associates, Ltd. registered with the SEC or a state?**
Phil A. Younker & Associates, Ltd. is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 311775.

**How much does Phil A. Younker & Associates, Ltd. manage?**
Phil A. Younker & Associates, Ltd. reports $202,173,074 in regulatory assets under management in its Form ADV filing dated February 6, 2026 (100% discretionary).

**How have Phil A. Younker & Associates, Ltd.'s assets and staff changed since 2021?**
In the Form ADV data for Phil A. Younker & Associates, Ltd.: Regulatory assets under management: $128,192,521 in the October 2021 data and $202,173,074 in the October 2026 data, up 58%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Phil A. Younker & Associates, Ltd. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (87); high net worth individuals (26).

**Which custodians does Phil A. Younker & Associates, Ltd. use?**
Phil A. Younker & Associates, Ltd.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Phil A. Younker & Associates, Ltd. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/311775

**Does Phil A. Younker & Associates, Ltd. state an account minimum?**
Its Form ADV Part 2A brochure dated February 6, 2026 says: "We do not have a minimum account size requirement."

**What changed in Phil A. Younker & Associates, Ltd.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $138,505,115 to $202,173,074 (+46%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 6, 2026)

- Account minimum: None

> We do not have a minimum account size requirement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $202,173,074
- Discretionary: $202,173,074
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 87 | $30,633,715 |
| High net worth individuals | 26 | $64,008,225 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,630,121 |
| Charitable organizations | Fewer than 5 | $8,714,225 |
| Corporations or other businesses not listed above | Fewer than 5 | $97,186,788 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pyounker.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $128,192,521 | 2 | March 9, 2021 |
| October 2022 | $127,132,812 | 2 | September 26, 2022 |
| October 2023 | $119,507,052 | 2 | January 31, 2023 |
| October 2024 | $123,660,951 | 2 | January 24, 2024 |
| October 2025 | $138,505,115 | 2 | January 15, 2025 |
| October 2026 | $202,173,074 | 2 | February 6, 2026 |

Regulatory assets under management: $128,192,521 in the October 2021 data and $202,173,074 in the October 2026 data, up 58%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $138,505,115 to $202,173,074 (+46%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Phil A. Younker & Associates, Ltd. (CRD 311775): Form ADV filing data as of October 2026.