# Phase Line Financial

> Phase Line Financial is a state-registered investment advisory firm, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 337906
- Filed as: PHASE LINE FINANCIAL
- Legal name: Phase Line Financial LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Ohio
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/337906
- AdvisorCensus page: https://advisorcensus.com/firm/phase-line-financial-337906

## Quick answers

**How is Phase Line Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Phase Line Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is Phase Line Financial registered with the SEC or a state?**
Phase Line Financial is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 337906.

**How much does Phase Line Financial manage?**
Phase Line Financial reports $7,310,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does Phase Line Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (17); high net worth individuals (4).

**Does Phase Line Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/337906

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $7,310,000
- Discretionary: $7,310,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 17 | $2,885,000 |
| High net worth individuals | 4 | $4,425,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- phaseline513.com
- LinkedIn @phase-line-financial-llc

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Phase Line Financial (CRD 337906): Form ADV filing data as of October 2026.