# PGM Inc.

> PGM Inc. is an SEC-registered investment advisory firm in Montreal, Quebec, Canada, registered since 2018, with no regulatory assets under management reported in its Form ADV filing dated March 26, 2026.

- CRD: 299309
- Filed as: PGM INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Montreal, Quebec, Canada
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/299309
- AdvisorCensus page: https://advisorcensus.com/firm/pgm-inc-montreal-quebec-299309

## Quick answers

**How is PGM Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), PGM Inc. reports these compensation arrangements: fixed fees (other than subscription fees); commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is PGM Inc. located?**
PGM Inc.'s principal office is in Montreal, Quebec, Canada, according to its Form ADV.

**Is PGM Inc. registered with the SEC or a state?**
PGM Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 299309.

**How have PGM Inc.'s assets and staff changed since 2021?**
In the Form ADV data for PGM Inc.: Total employees: 5 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does PGM Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299309

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)
- Commissions

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2018 (7 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 5 | May 21, 2021 |
| October 2022 | Not reported | 5 | March 30, 2022 |
| October 2023 | Not reported | 4 | March 28, 2023 |
| October 2024 | Not reported | 3 | March 6, 2024 |
| October 2025 | Not reported | 3 | May 2, 2025 |
| October 2026 | Not reported | 2 | March 26, 2026 |

Total employees: 5 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. PGM Inc. (CRD 299309): Form ADV filing data as of October 2026.