# Pgim Limited

> Pgim Limited is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 25, 2026.

- CRD: 160005
- Filed as: PGIM LIMITED
- Also doing business as: PGIM CREDIT, PGIM FIXED INCOME, PGIM GLOBAL WEALTH, PGIM INVESTMENTS INTERNATIONAL, PGIM PUBLIC & PRIVATE FIXED INCOME
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: London, United Kingdom
- Filing period: October 2026
- Form ADV filing dated: August 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/160005
- AdvisorCensus page: https://advisorcensus.com/firm/pgim-limited-london-160005

## Quick answers

**How is Pgim Limited compensated?**
On its Form ADV (Item 5.E, October 2026), Pgim Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Pgim Limited located?**
Pgim Limited's principal office is in London, United Kingdom, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Pgim Limited registered with the SEC or a state?**
Pgim Limited is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160005.

**How much does Pgim Limited manage?**
Pgim Limited reports $76,451,725,569 in regulatory assets under management in its Form ADV filing dated August 25, 2026 (100% discretionary).

**How have Pgim Limited's assets and staff changed since 2021?**
In the Form ADV data for Pgim Limited: Regulatory assets under management: $104,985,481,244 in the October 2021 data and $76,451,725,569 in the October 2026 data, down 27%. Total employees: 233 in October 2021 and 299 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pgim Limited serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (92); pension and profit sharing plans (but not the plan participants or government pension plans) (71); investment companies (31).

**Which custodians does Pgim Limited use?**
Pgim Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citibank, JP Morgan Chase Bank N.A, Northern Trust and The Bank of New York Mellon as custodians holding 10% or more of its separately managed account assets.

**Does Pgim Limited report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160005

**What changed in Pgim Limited's recent Form ADV filings?**
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Custodians (Schedule D, Section 5.K(3))
- Citibank
- JP Morgan Chase Bank N.A
- Northern Trust
- The Bank of New York Mellon

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $76,451,725,569
- Discretionary: $76,451,725,569
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| High net worth individuals | Fewer than 5 | $870,166,612 |
| Banking or thrift institutions | 11 | $1,426,310,781 |
| Investment companies | 31 | $2,507,203,984 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 92 | $21,966,178,684 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 71 | $14,651,067,046 |
| Charitable organizations | Fewer than 5 | $3,606,689 |
| State or municipal government entities (including government pension plans) | 13 | $650,912,998 |
| Other investment advisers | 9 | $1,618,879,338 |
| Insurance companies | 16 | $2,201,559,571 |
| Sovereign wealth funds and foreign official institutions | 26 | $29,231,171,678 |
| Corporations or other businesses not listed above | 5 | $1,324,668,188 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2012 (14 years)
- Employees: 299 total, 146 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Zurich

### Websites listed on Form ADV (Item 1.I)
- facebook/PGIMIreland
- jennison.com
- linked.com/company/Montana-Capital-Partners
- linked.com/company/PGIM
- linked.com/company/PGIM-Fixed-Income
- linked.com/company/PGIM-Priavte-Alternatives
- linked.com/company/PGIM-Private-Capital-Financing
- montana-capital-partners.eu
- mp.weixin.qq.com/s/kjVdxWtcqvelnw0o7S3Siw
- pgim.com
- pgimrealestate.com
- prudentialprivatecapital.com
- Facebook @PGIM
- Facebook @PGIMIndiaMF
- Instagram @PGIM
- Instagram @PGIMIndiaMutualFund
- LinkedIn @Green-Harvest-Asset-Management
- LinkedIn @Jennison-Associates
- LinkedIn @PGIM-International
- LinkedIn @PGIM-Investments
- LinkedIn @PGIM-Japan
- LinkedIn @PGIM-Multi-Asset-Solutions
- LinkedIn @PGIM-Priavte-Capital
- LinkedIn @PGIM-Quantitative-Solutions
- LinkedIn @PGIMIndiaMF
- LinkedIn @PGIMIreland
- LinkedIn @companyPGIM-Real-Estate
- X @PGIM
- X @PGIM_IndiaMF
- X @PGIM_Quant
- YouTube @PGIM
- YouTube @PGIMIndiaMutualFund

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $104,985,481,244 | 233 | March 30, 2021 |
| October 2022 | $62,873,571,059 | 240 | September 30, 2022 |
| October 2023 | $59,417,764,917 | 293 | March 30, 2023 |
| October 2024 | $64,437,765,561 | 336 | March 29, 2024 |
| October 2025 | $65,204,857,383 | 331 | March 28, 2025 |
| October 2026 | $76,451,725,569 | 299 | August 25, 2026 |

Regulatory assets under management: $104,985,481,244 in the October 2021 data and $76,451,725,569 in the October 2026 data, down 27%.
Total employees: 233 in October 2021 and 299 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Added the business name Pgim Public & Private Fixed Income.
- Added the business name Pgim Global Wealth.
- Added the business name Pgim Credit.
- Employees performing advisory functions went from 150 to 146.
- Regulatory assets under management went from $65,204,857,383 to $76,451,725,569 (+17%).
- Changed its office addresses in Zurich.
- No longer lists an office in Milan.
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Updated its list of owners and control persons (Schedule A).

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pgim Limited (CRD 160005): Form ADV filing data as of October 2026.