# Pgim, Inc.

> Pgim, Inc. is an SEC-registered investment advisory firm in Newark, NJ, registered since 1984, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated April 28, 2026.

- CRD: 105676
- Filed as: PGIM, INC.
- Also doing business as: PGIM, PGIM CAPITAL PARTNERS, PGIM CREDIT, PGIM ENERGY PARTNERS, PGIM REAL ESTATE, PRICOA PRIVATE CAPITAL, PRUDENTIAL FINANCIAL, INC. ("PFI"), PRUDENTIAL REAL ESTATE FIXED INCOME INVESTORS ("PREFII")
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newark, NJ
- Filing period: October 2026
- Form ADV filing dated: April 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105676
- AdvisorCensus page: https://advisorcensus.com/firm/pgim-inc-newark-nj-105676

## Quick answers

**How is Pgim, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Pgim, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees; other.

**Where is Pgim, Inc. located?**
Pgim, Inc.'s principal office is in Newark, NJ, according to its Form ADV; the May 2026 filing also lists 14 other offices (Schedule D, Section 1.F).

**Is Pgim, Inc. registered with the SEC or a state?**
Pgim, Inc. is an SEC-registered investment advisory firm, registered since 1984. Status as filed: Approved. CRD 105676.

**How much does Pgim, Inc. manage?**
Pgim, Inc. reports $1,131,638,605,327 in regulatory assets under management in its Form ADV filing dated April 28, 2026 (99% discretionary).

**How have Pgim, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Pgim, Inc.: Regulatory assets under management: $1,152,137,172,504 in the October 2021 data and $1,131,638,605,327 in the October 2026 data, down 2%. Total employees: 1,374 in October 2021 and 1,990 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pgim, Inc. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (255); pension and profit sharing plans (but not the plan participants or government pension plans) (111); investment companies (90).

**Which custodians does Pgim, Inc. use?**
Pgim, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon, Citibank, J.P. Morgan Chase Bank N.A. and State Street Bank and Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does Pgim, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105676

**What changed in Pgim, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: No longer lists the business name Pgim Private Capital. No longer lists the business name Pgim Fixed Income. Added the business name Pgim Credit. Employees performing advisory functions went from 1440 to 1350. Changed its office addresses in Arlington, VA. Changed its office addresses in Atlanta, GA. Changed its office addresses in Chicago, IL. Changed its office addresses in Dallas, TX. Changed its office addresses in Jonesboro, AR. Changed its office addresses in Miami, FL. Changed its office addresses in New York, NY. Changed its office addresses in Roseville, CA. Changed its office addresses in San Francisco, CA. Changed its office addresses in Thousand Oaks, CA. Added an office in Fresno, CA. Added an office in Mexico City. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other

### Custodians (Schedule D, Section 5.K(3))
- BNY Mellon
- Citibank
- J.P. Morgan Chase Bank N.A.
- State Street Bank and Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,131,638,605,327
- Discretionary: $1,125,545,473,579
- Non-discretionary: $6,093,131,748

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| High net worth individuals | Fewer than 5 | $870,166,611 |
| Banking or thrift institutions | 6 | $27,200,584,357 |
| Investment companies | 90 | $215,496,073,382 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 255 | $274,444,074,104 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 111 | $122,396,053,790 |
| Charitable organizations | Fewer than 5 | $647,784,201 |
| State or municipal government entities (including government pension plans) | 35 | $26,706,591,560 |
| Other investment advisers | 7 | $5,085,923,085 |
| Insurance companies | 55 | $383,284,775,490 |
| Sovereign wealth funds and foreign official institutions | 22 | $58,175,856,455 |
| Corporations or other businesses not listed above | 11 | $10,794,948,331 |
| Other | 19 | $6,535,773,961 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 1984 (41 years)
- Employees: 1,990 total, 1,350 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Arlington, VA
- Atlanta, GA
- Chicago, IL
- Dallas, TX
- Fresno, CA
- Jonesboro, AR
- Los Angeles, CA
- Mexico City
- Miami, FL
- Minneapolis, MN
- New York, NY
- Roseville, CA
- San Francisco, CA
- Thousand Oaks, CA

### Websites listed on Form ADV (Item 1.I)
- instragram.com/pgim
- mp.weixin.qq.com/s/kjVdxWtcqveInw0o7S3Siw
- pgim.com
- pgim.com/insights/more-insights/podcasts
- prudential.com
- Facebook @pgimireland
- LinkedIn @pgim-japan
- LinkedIn @pgimireland
- LinkedIn @pgim
- LinkedIn @pgim-private-credit
- X @pgim
- YouTube @PGIM

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,152,137,172,504 | 1,374 | September 16, 2021 |
| October 2022 | $1,191,531,750,594 | 1,571 | September 15, 2022 |
| October 2023 | $983,853,862,895 | 1,658 | June 12, 2023 |
| October 2024 | $1,014,741,753,029 | 1,705 | March 29, 2024 |
| October 2025 | $1,033,223,779,160 | 1,750 | April 1, 2025 |
| October 2026 | $1,131,638,605,327 | 1,990 | April 28, 2026 |

Regulatory assets under management: $1,152,137,172,504 in the October 2021 data and $1,131,638,605,327 in the October 2026 data, down 2%.
Total employees: 1,374 in October 2021 and 1,990 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- No longer lists the business name Pgim Private Capital.
- No longer lists the business name Pgim Fixed Income.
- Added the business name Pgim Credit.
- Employees performing advisory functions went from 1440 to 1350.
- Changed its office addresses in Arlington, VA.
- Changed its office addresses in Atlanta, GA.
- Changed its office addresses in Chicago, IL.
- Changed its office addresses in Dallas, TX.
- Changed its office addresses in Jonesboro, AR.
- Changed its office addresses in Miami, FL.
- Changed its office addresses in New York, NY.
- Changed its office addresses in Roseville, CA.
- Changed its office addresses in San Francisco, CA.
- Changed its office addresses in Thousand Oaks, CA.
- Added an office in Fresno, CA.
- Added an office in Mexico City.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pgim, Inc. (CRD 105676): Form ADV filing data as of October 2026.