# Pgim Custom Harvest LLC

> Pgim Custom Harvest LLC is an SEC-registered investment advisory firm in Newark, NJ, registered since 2019, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 17, 2026.

- CRD: 290235
- Filed as: PGIM CUSTOM HARVEST LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newark, NJ
- Filing period: October 2026
- Form ADV filing dated: July 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/290235
- AdvisorCensus page: https://advisorcensus.com/firm/pgim-custom-harvest-llc-newark-nj-290235

## Quick answers

**How is Pgim Custom Harvest LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pgim Custom Harvest LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Pgim Custom Harvest LLC located?**
Pgim Custom Harvest LLC's principal office is in Newark, NJ, according to its Form ADV.

**Is Pgim Custom Harvest LLC registered with the SEC or a state?**
Pgim Custom Harvest LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 290235.

**How much does Pgim Custom Harvest LLC manage?**
Pgim Custom Harvest LLC reports $6,902,356,918 in regulatory assets under management in its Form ADV filing dated July 17, 2026 (100% discretionary).

**How have Pgim Custom Harvest LLC's assets and staff changed since 2021?**
In the Form ADV data for Pgim Custom Harvest LLC: Regulatory assets under management: $345,917,807 in the October 2021 data and $6,902,356,918 in the October 2026 data, up 1895%. Total employees: 7 in October 2021 and 68 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pgim Custom Harvest LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (8,531); corporations or other businesses not listed above (171).

**Which custodians does Pgim Custom Harvest LLC use?**
Pgim Custom Harvest LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley and UBS Financial Services Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Pgim Custom Harvest LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/290235

**What changed in Pgim Custom Harvest LLC's recent Form ADV filings?**
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Morgan Stanley
- UBS Financial Services Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $6,902,356,918
- Discretionary: $6,902,356,918
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 8,531 | $6,693,436,432 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 171 | $208,920,486 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2019 (7 years)
- Employees: 68 total, 9 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pgim.com
- pgim.com/us/en/intermediary
- Facebook @Prudential
- Instagram @PGIM
- Instagram @Prudential
- LinkedIn @pgim
- LinkedIn @pgim-global-wealth
- X @PGIM
- YouTube @PGIM
- YouTube @Prudential

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $345,917,807 | 7 | March 26, 2021 |
| October 2022 | $2,343,671,790 | 10 | April 28, 2022 |
| October 2023 | $2,382,084,895 | 12 | March 27, 2023 |
| October 2024 | $3,582,625,285 | 60 | May 3, 2024 |
| October 2025 | $5,373,954,186 | 71 | March 28, 2025 |
| October 2026 | $6,902,356,918 | 68 | July 17, 2026 |

Regulatory assets under management: $345,917,807 in the October 2021 data and $6,902,356,918 in the October 2026 data, up 1895%.
Total employees: 7 in October 2021 and 68 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Updated its list of owners and control persons (Schedule A).

### June 2026
- Updated its list of owners and control persons (Schedule A).

### May 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 10 to 9.
- Regulatory assets under management went from $5,373,954,186 to $6,902,356,918 (+28%).
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pgim Custom Harvest LLC (CRD 290235): Form ADV filing data as of October 2026.