# PGI Wealth Management

> PGI Wealth Management is an SEC-registered investment advisory firm in Alpharetta, GA, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 11, 2026.

- CRD: 297517
- Filed as: PGI WEALTH MANAGEMENT
- Legal name: Philip James Wealth Management, LLC
- Also doing business as: GREYLIN INVESTMENT MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Alpharetta, GA
- Filing period: October 2026
- Form ADV filing dated: May 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/297517
- AdvisorCensus page: https://advisorcensus.com/firm/pgi-wealth-management-alpharetta-ga-297517

## Quick answers

**How is PGI Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), PGI Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is PGI Wealth Management located?**
PGI Wealth Management's principal office is in Alpharetta, GA, according to its Form ADV; the June 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is PGI Wealth Management registered with the SEC or a state?**
PGI Wealth Management is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 297517.

**How much does PGI Wealth Management manage?**
PGI Wealth Management reports $930,625,185 in regulatory assets under management in its Form ADV filing dated May 11, 2026 (100% discretionary).

**How have PGI Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for PGI Wealth Management: Regulatory assets under management: $220,645,644 in the October 2021 data and $930,625,185 in the October 2026 data, up 322%. Total employees: 7 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does PGI Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (304); high net worth individuals (193).

**Which custodians does PGI Wealth Management use?**
PGI Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does PGI Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297517

**What changed in PGI Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 8 to 7.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $930,625,185
- Discretionary: $926,088,396
- Non-discretionary: $4,536,789

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 304 | $79,987,453 |
| High net worth individuals | 193 | $806,641,293 |
| Charitable organizations | Fewer than 5 | $43,996,439 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2020 (5 years)
- Employees: 9 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AZ, CA, CO, CT, FL, GA, LA, MI, MN, NC, NE, NJ, NY, OR, SC, TN, TX, VA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Huntsville, AL
- Plantation, FL

### Websites listed on Form ADV (Item 1.I)
- pgiwealthmanagement.com
- LinkedIn @34696954
- LinkedIn @cynthia-hunt-e-a-a-t-a-83596915
- LinkedIn @dustindorhout
- LinkedIn @katie-m-white-cfp®-6612974a
- LinkedIn @nicholas-mcelroy-50820662
- LinkedIn @ruben-rozental-mba-70b7ab59
- LinkedIn @ryden-hines-mba-16ba8b11a

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $220,645,644 | 7 | August 5, 2021 |
| October 2022 | $292,654,956 | 7 | May 27, 2022 |
| October 2023 | $257,501,591 | 8 | March 28, 2023 |
| October 2024 | $934,436,331 | 8 | July 22, 2024 |
| October 2025 | $932,031,197 | 10 | June 17, 2025 |
| October 2026 | $930,625,185 | 9 | May 11, 2026 |

Regulatory assets under management: $220,645,644 in the October 2021 data and $930,625,185 in the October 2026 data, up 322%.
Total employees: 7 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 8 to 7.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. PGI Wealth Management (CRD 297517): Form ADV filing data as of October 2026.