{
  "crd_number": 109268,
  "slug": "pflug-koory-llc-omaha-ne-109268",
  "primary_business_name": "PFLUG KOORY, LLC",
  "legal_name": "PFLUG KOORY, LLC",
  "dbas": [],
  "city": "Omaha",
  "state": "NE",
  "country": "United States",
  "cbsa_code": "36540",
  "metro": {
    "cbsa_code": "36540",
    "common_name": "Omaha",
    "msa_name": "Omaha, NE-IA",
    "path": "/advisors/ne/omaha"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2000-09-26",
  "years_registered": 26,
  "period": "2026-10-01",
  "filing_date": "2026-02-09",
  "carried_forward": false,
  "raum_total": 346958057.0,
  "raum_discretionary": 324591274.0,
  "raum_non_discretionary": 22366783.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 38169028.0,
      "count": 2,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 281842911.0,
      "count": 64
    },
    "high_net_worth_individuals": {
      "raum": 26946118.0,
      "count": 58
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NE",
    "TX"
  ],
  "websites": [
    "https://pkllc.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109268",
  "city_as_filed": "OMAHA",
  "url": "https://advisorcensus.com/firm/pflug-koory-llc-omaha-ne-109268",
  "display_name": "Pflug Koory, LLC",
  "summary": "Pflug Koory, LLC is an SEC-registered investment advisory firm in Omaha, NE, registered since 2000, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 9, 2026.",
  "citation": "AdvisorCensus. Pflug Koory, LLC (CRD 109268): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Pflug Koory, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Pflug Koory, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "Where is Pflug Koory, LLC located?",
      "a": "Pflug Koory, LLC's principal office is in Omaha, NE, according to its Form ADV."
    },
    {
      "q": "Is Pflug Koory, LLC registered with the SEC or a state?",
      "a": "Pflug Koory, LLC is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 109268."
    },
    {
      "q": "How much does Pflug Koory, LLC manage?",
      "a": "Pflug Koory, LLC reports $346,958,057 in regulatory assets under management in its Form ADV filing dated February 9, 2026 (94% discretionary)."
    },
    {
      "q": "How have Pflug Koory, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Pflug Koory, LLC: Regulatory assets under management: $249,801,349 in the October 2021 data and $346,958,057 in the October 2026 data, up 39%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Pflug Koory, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (64); high net worth individuals (58); charitable organizations (2)."
    },
    {
      "q": "Does Pflug Koory, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109268"
    },
    {
      "q": "Does Pflug Koory, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 9, 2026 says: \"We impose no minimums on client accounts, although we will not accept clients if it would be economically counterproductive to the client to pay our minimum annual fee.\""
    },
    {
      "q": "What changed in Pflug Koory, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $312,550,225 to $346,958,057 (+11%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 249801349.0,
      "total_employees": 3,
      "filing_date": "2021-03-04"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 283386951.0,
      "total_employees": 3,
      "filing_date": "2022-02-15"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 279101003.0,
      "total_employees": 3,
      "filing_date": "2023-03-13"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 294724950.0,
      "total_employees": 2,
      "filing_date": "2024-05-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 312550225.0,
      "total_employees": 2,
      "filing_date": "2025-01-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 346958057.0,
      "total_employees": 2,
      "filing_date": "2026-02-09"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $312,550,225 to $346,958,057 (+11%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 9, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$500",
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "We impose no minimums on client accounts, although we will not accept clients if it would be economically counterproductive to the client to pay our minimum annual fee."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $500"
        ],
        "quotes": [
          "Minimum annual fee of $500"
        ]
      }
    ],
    "quotes": [
      "We impose no minimums on client accounts, although we will not accept clients if it would be economically counterproductive to the client to pay our minimum annual fee.",
      "Minimum annual fee of $500"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/pflug-koory-llc-omaha-ne-109268.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 64,
      "fewer_than_5": false,
      "raum": 281842911.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 58,
      "fewer_than_5": false,
      "raum": 26946118.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": true,
      "raum": 38169028.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109268",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}