# Petra Capital Management, Inc.

> Petra Capital Management, Inc. is an SEC-registered investment advisory firm in Seoul, Korea, South, registered since 2015, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 9, 2026.

- CRD: 277042
- Filed as: PETRA CAPITAL MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Seoul, Korea, South
- Filing period: October 2026
- Form ADV filing dated: July 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/277042
- AdvisorCensus page: https://advisorcensus.com/firm/petra-capital-management-inc-seoul-277042

## Quick answers

**How is Petra Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Petra Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Petra Capital Management, Inc. charge?**
Its Form ADV Part 2A brochure dated June 26, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Petra Capital Management, Inc. located?**
Petra Capital Management, Inc.'s principal office is in Seoul, Korea, South, according to its Form ADV.

**Is Petra Capital Management, Inc. registered with the SEC or a state?**
Petra Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 277042.

**How much does Petra Capital Management, Inc. manage?**
Petra Capital Management, Inc. reports $1,755,045,360 in regulatory assets under management in its Form ADV filing dated July 9, 2026 (100% discretionary).

**How have Petra Capital Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Petra Capital Management, Inc.: Regulatory assets under management: $385,060,984 in the October 2021 data and $1,755,045,360 in the October 2026 data, up 356%. Total employees: 12 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Petra Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5).

**Which custodians does Petra Capital Management, Inc. use?**
Petra Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon, State Street and Woori Bank as custodians holding 10% or more of its separately managed account assets.

**Does Petra Capital Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/277042

**What changed in Petra Capital Management, Inc.'s recent Form ADV filings?**
In the July 2026 filing data: Regulatory assets under management went from $747,565,857 to $1,755,045,360 (+135%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated June 26, 2026)

- Asset-based fee: 1% of assets a year

> All fees for the Adviser’s separately managed discretionary account clients are subject to negotiation at the Adviser’s discretion. Petra’s standard fee terms are as follows: - Management fee: 1% per annum of the net asset value of the account

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- BNY Mellon
- State Street
- Woori Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,755,045,360
- Discretionary: $1,755,045,360
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | Fewer than 5 | $14,579,533 |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $529,861,802 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $143,340,061 |
| Charitable organizations | Fewer than 5 | $771,899,278 |
| Insurance companies | Fewer than 5 | $15,121,400 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $277,438,248 |
| Corporations or other businesses not listed above | Fewer than 5 | $2,805,038 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2015 (11 years)
- Employees: 13 total, 8 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [petracm.com](https://petracm.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $385,060,984 | 12 | June 29, 2021 |
| October 2022 | $358,898,424 | 12 | June 20, 2022 |
| October 2023 | $459,008,355 | 11 | July 3, 2023 |
| October 2024 | $660,911,878 | 12 | June 24, 2024 |
| October 2025 | $747,565,857 | 13 | June 23, 2025 |
| October 2026 | $1,755,045,360 | 13 | July 9, 2026 |

Regulatory assets under management: $385,060,984 in the October 2021 data and $1,755,045,360 in the October 2026 data, up 356%.
Total employees: 12 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Regulatory assets under management went from $747,565,857 to $1,755,045,360 (+135%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Petra Capital Management, Inc. (CRD 277042): Form ADV filing data as of October 2026.