{
  "crd_number": 105634,
  "slug": "peterson-investment-management-inc-105634",
  "primary_business_name": "PETERSON INVESTMENT MANAGEMENT INC",
  "legal_name": "PETERSON INVESTMENT MANAGEMENT INC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2026-08-27",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-09-03",
  "carried_forward": false,
  "raum_total": 146121289.0,
  "raum_discretionary": 146121289.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 4081443.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 10579666.0,
      "count": 27
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 131460180.0,
      "count": 42
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "ID",
    "WA"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105634",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/peterson-investment-management-inc-105634",
  "display_name": "Peterson Investment Management Inc",
  "summary": "Peterson Investment Management Inc is an SEC-registered investment advisory firm, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 3, 2026.",
  "citation": "AdvisorCensus. Peterson Investment Management Inc (CRD 105634): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Peterson Investment Management Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Peterson Investment Management Inc reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Peterson Investment Management Inc charge?",
      "a": "Its Form ADV Part 2A brochure dated July 8, 2026 states: Up to $500,000: 1% a year; $500,000 to $1,500,000: 0.75% a year; $1,500,000 to $2,500,000: 0.5% a year; Above $2,500,000: 0.375% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is Peterson Investment Management Inc registered with the SEC or a state?",
      "a": "Peterson Investment Management Inc is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 105634."
    },
    {
      "q": "How much does Peterson Investment Management Inc manage?",
      "a": "Peterson Investment Management Inc reports $146,121,289 in regulatory assets under management in its Form ADV filing dated September 3, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Peterson Investment Management Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (42); individuals (other than high net worth individuals) (27); charitable organizations (1)."
    },
    {
      "q": "Which custodians does Peterson Investment Management Inc use?",
      "a": "Peterson Investment Management Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Peterson Investment Management Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105634"
    },
    {
      "q": "Does Peterson Investment Management Inc state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated July 8, 2026 says: \"Peterson Investment Management, Inc. requires $1,000,000 in managed assets for new clients. The minimum may be met at the household level with multiple accounts.\" \"The adviser may, at its discretion, waive the new client minimum for those referred by existing clients. There is no minimum for maintaining accounts.\""
    },
    {
      "q": "What changed in Peterson Investment Management Inc's recent Form ADV filings?",
      "a": "In the September 2026 filing data: Newly registered with the SEC."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 8, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $500,000",
        "rate": "1%"
      },
      {
        "band": "$500,000 to $1,500,000",
        "rate": "0.75%"
      },
      {
        "band": "$1,500,000 to $2,500,000",
        "rate": "0.5%"
      },
      {
        "band": "Above $2,500,000",
        "rate": "0.375%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $500,000: 1% a year",
          "$500,000 to $1,500,000: 0.75% a year",
          "$1,500,000 to $2,500,000: 0.5% a year",
          "Above $2,500,000: 0.375% a year"
        ],
        "quotes": [
          "I am compensated by a fee based on assets under management according to the schedule below. Fees are not negotiable and are calculated on portfolio value.",
          "First $500,000 1.000% \nNext $1,000,000 0.750% \nNext $1,000,000 0.500% \nOver $2,500,000 0.375%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Peterson Investment Management, Inc. requires $1,000,000 in managed assets for new clients. The minimum may be met at the household level with multiple accounts.",
          "The adviser may, at its discretion, waive the new client minimum for those referred by existing clients. There is no minimum for maintaining accounts."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 500000.0,
          "rate_pct": 1.0
        },
        {
          "min": 500000.0,
          "max": 1500000.0,
          "rate_pct": 0.75
        },
        {
          "min": 1500000.0,
          "max": 2500000.0,
          "rate_pct": 0.5
        },
        {
          "min": 2500000.0,
          "max": null,
          "rate_pct": 0.375
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "I am compensated by a fee based on assets under management according to the schedule below. Fees are not negotiable and are calculated on portfolio value.",
      "First $500,000 1.000% \nNext $1,000,000 0.750% \nNext $1,000,000 0.500% \nOver $2,500,000 0.375%",
      "Peterson Investment Management, Inc. requires $1,000,000 in managed assets for new clients. The minimum may be met at the household level with multiple accounts.",
      "The adviser may, at its discretion, waive the new client minimum for those referred by existing clients. There is no minimum for maintaining accounts."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/peterson-investment-management-inc-105634.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 27,
      "fewer_than_5": false,
      "raum": 10579666.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 42,
      "fewer_than_5": false,
      "raum": 131460180.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 4081443.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105634",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}