# Peter Pesic & Co. Advisors

> Peter Pesic & Co. Advisors is an SEC-registered investment advisory firm, registered since 2013, reporting under $25 million in regulatory assets under management in its Form ADV filing dated October 1, 2026.

- CRD: 166198
- Filed as: PETER PESIC & CO. ADVISORS
- Legal name: Peter Nikola Pesic
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: October 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/166198
- AdvisorCensus page: https://advisorcensus.com/firm/peter-pesic-and-co-advisors-166198

## Quick answers

**How is Peter Pesic & Co. Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Peter Pesic & Co. Advisors reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Peter Pesic & Co. Advisors registered with the SEC or a state?**
Peter Pesic & Co. Advisors is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 166198.

**How much does Peter Pesic & Co. Advisors manage?**
Peter Pesic & Co. Advisors reports $0 in regulatory assets under management in its Form ADV filing dated October 1, 2026.

**How have Peter Pesic & Co. Advisors' assets and staff changed since 2021?**
In the Form ADV data for Peter Pesic & Co. Advisors: Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does Peter Pesic & Co. Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166198

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2013 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Johannesburg

### Websites listed on Form ADV (Item 1.I)
- pesicsecurities.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 1 | January 19, 2021 |
| October 2022 | Not reported | 1 | December 7, 2021 |
| October 2023 | Not reported | 1 | December 6, 2022 |
| October 2024 | Not reported | 1 | December 13, 2023 |
| October 2025 | Not reported | 1 | December 6, 2024 |
| October 2026 | $0 | 1 | October 1, 2026 |

Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peter Pesic & Co. Advisors (CRD 166198): Form ADV filing data as of October 2026.