# Personal Asset Strategies, Inc.

> Personal Asset Strategies, Inc. is an SEC-registered investment advisory firm in Westbury, NY, registered since 2004, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 15, 2026.

- CRD: 128627
- Filed as: PERSONAL ASSET STRATEGIES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Westbury, NY
- Filing period: October 2026
- Form ADV filing dated: June 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/128627
- AdvisorCensus page: https://advisorcensus.com/firm/personal-asset-strategies-inc-westbury-ny-128627

## Quick answers

**How is Personal Asset Strategies, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Personal Asset Strategies, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Personal Asset Strategies, Inc. located?**
Personal Asset Strategies, Inc.'s principal office is in Westbury, NY, according to its Form ADV; the July 2025 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Personal Asset Strategies, Inc. registered with the SEC or a state?**
Personal Asset Strategies, Inc. is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 128627.

**How much does Personal Asset Strategies, Inc. manage?**
Personal Asset Strategies, Inc. reports $50,588,198 in regulatory assets under management in its Form ADV filing dated June 15, 2026 (100% discretionary).

**How have Personal Asset Strategies, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Personal Asset Strategies, Inc.: Regulatory assets under management: $37,819,947 in the October 2021 data and $50,588,198 in the October 2026 data, up 34%. Total employees: 5 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Personal Asset Strategies, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (22); high net worth individuals (18); other (1).

**Does Personal Asset Strategies, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128627

**What changed in Personal Asset Strategies, Inc.'s recent Form ADV filings?**
In the July 2026 filing data: Regulatory assets under management went from $40,252,865 to $50,588,198 (+26%). No longer lists an office in Livingston, NJ. Registered or notice-filed in MA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $50,588,198
- Discretionary: $50,588,198
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 22 | $9,829,072 |
| High net worth individuals | 18 | $30,467,673 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 1 | $10,291,453 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2004 (21 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MA, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2025 filing
- Livingston, NJ

### Websites listed on Form ADV (Item 1.I)
- [pasfinance.com](https://pasfinance.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $37,819,947 | 5 | June 15, 2021 |
| October 2022 | $36,667,643 | 5 | May 31, 2022 |
| October 2023 | $34,765,522 | 4 | July 31, 2023 |
| October 2024 | $38,878,892 | 3 | July 30, 2024 |
| October 2025 | $40,252,865 | 3 | June 19, 2025 |
| October 2026 | $50,588,198 | 3 | June 15, 2026 |

Regulatory assets under management: $37,819,947 in the October 2021 data and $50,588,198 in the October 2026 data, up 34%.
Total employees: 5 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Regulatory assets under management went from $40,252,865 to $50,588,198 (+26%).
- No longer lists an office in Livingston, NJ.
- Registered or notice-filed in MA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Personal Asset Strategies, Inc. (CRD 128627): Form ADV filing data as of October 2026.