{
  "crd_number": 128600,
  "slug": "perennial-advisors-group-llc-westford-ma-128600",
  "primary_business_name": "PERENNIAL ADVISORS GROUP, LLC",
  "legal_name": "PERENNIAL ADVISORS GROUP, LLC",
  "dbas": [],
  "city": "Westford",
  "state": "MA",
  "country": "United States",
  "cbsa_code": "14460",
  "metro": {
    "cbsa_code": "14460",
    "common_name": "Boston",
    "msa_name": "Boston-Cambridge-Newton, MA-NH",
    "path": "/advisors/ma/boston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2004-03-25",
  "years_registered": 22,
  "period": "2026-10-01",
  "filing_date": "2026-07-29",
  "carried_forward": false,
  "raum_total": 397397651.0,
  "raum_discretionary": 397397651.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 1069235.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 39322940.0,
      "count": 86
    },
    "high_net_worth_individuals": {
      "raum": 357005476.0,
      "count": 105
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "MA",
    "ME",
    "NH",
    "TX"
  ],
  "websites": [
    "https://perennialadvisorsgroup.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/128600",
  "city_as_filed": "WESTFORD",
  "url": "https://advisorcensus.com/firm/perennial-advisors-group-llc-westford-ma-128600",
  "display_name": "Perennial Advisors Group, LLC",
  "summary": "Perennial Advisors Group, LLC is an SEC-registered investment advisory firm in Westford, MA, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 29, 2026.",
  "citation": "AdvisorCensus. Perennial Advisors Group, LLC (CRD 128600): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Perennial Advisors Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Perennial Advisors Group, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "What does Perennial Advisors Group, LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 11, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Perennial Advisors Group, LLC located?",
      "a": "Perennial Advisors Group, LLC's principal office is in Westford, MA, according to its Form ADV."
    },
    {
      "q": "Is Perennial Advisors Group, LLC registered with the SEC or a state?",
      "a": "Perennial Advisors Group, LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 128600."
    },
    {
      "q": "How much does Perennial Advisors Group, LLC manage?",
      "a": "Perennial Advisors Group, LLC reports $397,397,651 in regulatory assets under management in its Form ADV filing dated July 29, 2026 (100% discretionary)."
    },
    {
      "q": "How have Perennial Advisors Group, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Perennial Advisors Group, LLC: Regulatory assets under management: $268,925,325 in the October 2021 data and $397,397,651 in the October 2026 data, up 48%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Perennial Advisors Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (105); individuals (other than high net worth individuals) (86)."
    },
    {
      "q": "Which custodians does Perennial Advisors Group, LLC use?",
      "a": "Perennial Advisors Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Perennial Advisors Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128600"
    },
    {
      "q": "Does Perennial Advisors Group, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 11, 2026 says: \"We require a minimum account under certain circumstances of $500,000 for investment advisory clients, although this may be reduced at our sole discretion.\""
    },
    {
      "q": "What changed in Perennial Advisors Group, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $324,022,399 to $397,397,651 (+23%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 268925325.0,
      "total_employees": 3,
      "filing_date": "2021-03-08"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 298874238.0,
      "total_employees": 3,
      "filing_date": "2022-09-13"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 261220453.0,
      "total_employees": 4,
      "filing_date": "2023-09-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 287080002.0,
      "total_employees": 4,
      "filing_date": "2024-07-23"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 324022399.0,
      "total_employees": 4,
      "filing_date": "2025-03-04"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 397397651.0,
      "total_employees": 4,
      "filing_date": "2026-07-29"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $324,022,399 to $397,397,651 (+23%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 11, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.5% of assets a year",
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Some clients are charged a percentage of assets under management, up to 1.50%.",
          "Some legacy clients are charged a flat Wealth Management fee ranging up to $35,000 annually.",
          "should the client engage us for stand-alone financial planning services, we charge a fixed fee of $5,000."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "We require a minimum account under certain circumstances of $500,000 for investment advisory clients, although this may be reduced at our sole discretion."
        ]
      }
    ],
    "quotes": [
      "Some clients are charged a percentage of assets under management, up to 1.50%.",
      "Some legacy clients are charged a flat Wealth Management fee ranging up to $35,000 annually.",
      "should the client engage us for stand-alone financial planning services, we charge a fixed fee of $5,000.",
      "We require a minimum account under certain circumstances of $500,000 for investment advisory clients, although this may be reduced at our sole discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/perennial-advisors-group-llc-westford-ma-128600.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 86,
      "fewer_than_5": false,
      "raum": 39322940.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 105,
      "fewer_than_5": false,
      "raum": 357005476.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 1069235.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/128600",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}