# Peregrine Investment Advisors, LLC > Peregrine Investment Advisors, LLC is an SEC-registered investment advisory firm in Madison, MS, registered since 2010, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 3, 2026. - CRD: 153081 - Filed as: PEREGRINE INVESTMENT ADVISORS, LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Madison, MS - Filing period: October 2026 - Form ADV filing dated: February 3, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/153081 - AdvisorCensus page: https://advisorcensus.com/firm/peregrine-investment-advisors-llc-madison-ms-153081 ## Quick answers **How is Peregrine Investment Advisors, LLC compensated?** On its Form ADV (Item 5.E, October 2026), Peregrine Investment Advisors, LLC reports these compensation arrangements: a percentage of assets under its management. **How much does Peregrine Investment Advisors, LLC charge?** Its Form ADV Part 2A brochure dated February 1, 2026 states: Up to $500,000: 1% a year; $500,000 to $1,000,000: 0.9% a year; $1,000,000 to $2,000,000: 0.8% a year; $2,000,000 to $3,000,000: 0.7% a year; $3,000,000 to $4,000,000: 0.6% a year; Above $4,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is Peregrine Investment Advisors, LLC located?** Peregrine Investment Advisors, LLC's principal office is in Madison, MS, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F). **Is Peregrine Investment Advisors, LLC registered with the SEC or a state?** Peregrine Investment Advisors, LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 153081. **How much does Peregrine Investment Advisors, LLC manage?** Peregrine Investment Advisors, LLC reports $368,442,604 in regulatory assets under management in its Form ADV filing dated February 3, 2026 (100% discretionary). **How have Peregrine Investment Advisors, LLC's assets and staff changed since 2021?** In the Form ADV data for Peregrine Investment Advisors, LLC: Regulatory assets under management: $307,733,682 in the October 2021 data and $368,442,604 in the October 2026 data, up 20%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Peregrine Investment Advisors, LLC serve?** By number of clients on Form ADV Item 5.D: high net worth individuals (49); individuals (other than high net worth individuals) (37). **Which custodians does Peregrine Investment Advisors, LLC use?** Peregrine Investment Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets. **Does Peregrine Investment Advisors, LLC report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/153081 **Does Peregrine Investment Advisors, LLC state an account minimum?** Its Form ADV Part 2A brochure dated February 1, 2026 says: "The Registrant generally requires a minimum asset level of $500,000 for investment advisory services." "Registrant, in its sole discretion, may charge a lesser investment management fee and/or waive or modify its minimum asset requirement based upon certain criteria" ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated February 1, 2026) - Up to $500,000: 1% a year - $500,000 to $1,000,000: 0.9% a year - $1,000,000 to $2,000,000: 0.8% a year - $2,000,000 to $3,000,000: 0.7% a year - $3,000,000 to $4,000,000: 0.6% a year - Above $4,000,000: 0.5% a year > The Registrant’s annual investment advisory fee is negotiable and shall generally be based upon a percentage (%) of the market value of the assets placed under the Registrant’s management (between 0.50% and 1.00%), as follows: > Initial $500,000 1.00% > Next $500,000 0.90% > Next $1,000,000 0.80% > Next $1,000,000 0.70% > Next $1,000,000 0.60% > All additional amounts 0.50% - Account minimum: $500,000 (the brochure says it may be waived or negotiated) > The Registrant generally requires a minimum asset level of $500,000 for investment advisory services. > Registrant, in its sole discretion, may charge a lesser investment management fee and/or waive or modify its minimum asset requirement based upon certain criteria As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab & Co., Inc. Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $368,442,604 - Discretionary: $368,442,604 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 37 | $12,268,180 | | High net worth individuals | 49 | $317,191,709 | | Charitable organizations | Fewer than 5 | $12,350,511 | | Corporations or other businesses not listed above | Fewer than 5 | $26,632,204 | ### Advisory services (Item 5.G) - Portfolio management for individuals and/or small businesses - Portfolio management for businesses (other than small businesses) or institutional clients ### Firm details - Registered since: 2010 (16 years) - Employees: 4 total, 4 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: AL, GA, LA, MS, TX - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Other offices (Schedule D, Section 1.F), as of the March 2026 filing - Atlanta, GA ### Websites listed on Form ADV (Item 1.I) - peregrineinvest.com ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $307,733,682 | 4 | August 4, 2021 | | October 2022 | $352,344,446 | 4 | August 4, 2022 | | October 2023 | $292,000,959 | 4 | February 19, 2023 | | October 2024 | $332,932,154 | 4 | March 1, 2024 | | October 2025 | $343,597,882 | 4 | February 10, 2025 | | October 2026 | $368,442,604 | 4 | February 3, 2026 | Regulatory assets under management: $307,733,682 in the October 2021 data and $368,442,604 in the October 2026 data, up 20%. Total employees: 4 in October 2021 and 4 in October 2026. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peregrine Investment Advisors, LLC (CRD 153081): Form ADV filing data as of October 2026.