# Penta Capital Strategies LLC

> Penta Capital Strategies LLC is a state-registered investment advisory firm, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 1, 2026.

- CRD: 284791
- Filed as: PENTA CAPITAL STRATEGIES LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New Jersey
- Filing period: October 2026
- Form ADV filing dated: April 1, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/284791
- AdvisorCensus page: https://advisorcensus.com/firm/penta-capital-strategies-llc-284791

## Quick answers

**How is Penta Capital Strategies LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Penta Capital Strategies LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Penta Capital Strategies LLC registered with the SEC or a state?**
Penta Capital Strategies LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 284791.

**How much does Penta Capital Strategies LLC manage?**
Penta Capital Strategies LLC reports $43,626 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (100% discretionary).

**What types of clients does Penta Capital Strategies LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4).

**Does Penta Capital Strategies LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/284791

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $43,626
- Discretionary: $43,626
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $22,696 |
| Corporations or other businesses not listed above | Fewer than 5 | $20,930 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops

### Firm details
- Registered since: 2016 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pentastrategies.com
- LinkedIn @penta-capital-strategies-aa4821192
- X @penta_capital

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Penta Capital Strategies LLC (CRD 284791): Form ADV filing data as of October 2026.