# Penserra Global Investors LLC

> Penserra Global Investors LLC is an SEC-registered investment advisory firm in Orinda, CA, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 28, 2026.

- CRD: 174309
- Filed as: PENSERRA GLOBAL INVESTORS LLC
- Also doing business as: PENSERRA INTERNATIONAL LARGE CAP EQUITY, PENSERRA INTERNATIONAL SUSTAINABLE SMALL CAP EQUITY FUND, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Orinda, CA
- Filing period: October 2026
- Form ADV filing dated: August 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/174309
- AdvisorCensus page: https://advisorcensus.com/firm/penserra-global-investors-llc-orinda-ca-174309

## Quick answers

**How is Penserra Global Investors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Penserra Global Investors LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Penserra Global Investors LLC located?**
Penserra Global Investors LLC's principal office is in Orinda, CA, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Penserra Global Investors LLC registered with the SEC or a state?**
Penserra Global Investors LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 174309.

**How much does Penserra Global Investors LLC manage?**
Penserra Global Investors LLC reports $2 in regulatory assets under management in its Form ADV filing dated August 28, 2026 (100% discretionary).

**How have Penserra Global Investors LLC's assets and staff changed since 2024?**
In the Form ADV data for Penserra Global Investors LLC: Regulatory assets under management: $1,036,000 in the October 2024 data and $2 in the October 2026 data, down 100%. Total employees: 12 in October 2024 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does Penserra Global Investors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174309

**Does Penserra Global Investors LLC state an account minimum?**
Its Form ADV Part 2A brochure dated May 1, 2026 says: "Penserra generally requires a minimum account size of ten million dollars ($10 million) per SMA, which may be waived at the Firm’s sole discretion."

**What changed in Penserra Global Investors LLC's recent Form ADV filings?**
In the September 2026 filing data: Regulatory assets under management went from $96,180,324 to $2 (-100%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated May 1, 2026)

- Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)

> Penserra generally requires a minimum account size of ten million dollars ($10 million) per SMA, which may be waived at the Firm’s sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $2
- Discretionary: $2
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 12 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, MI, NY, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- New York, NY
- Newport Beach, CA

### Websites listed on Form ADV (Item 1.I)
- [penserra.com/services/active-investment-management](https://penserra.com/services/active-investment-management)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $1,036,000 | 12 | September 6, 2024 |
| October 2025 | $1,036,000 | 12 | March 6, 2025 |
| October 2026 | $2 | 12 | August 28, 2026 |

Regulatory assets under management: $1,036,000 in the October 2024 data and $2 in the October 2026 data, down 100%.
Total employees: 12 in October 2024 and 12 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Regulatory assets under management went from $96,180,324 to $2 (-100%).
- Updated its list of owners and control persons (Schedule A).

### May 2026
- Registered or notice-filed in AZ, MI.

### April 2026
- Registered or notice-filed in WA.

### February 2026
- Regulatory assets under management went from $1,036,000 to $96,180,324 (+9184%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Penserra Global Investors LLC (CRD 174309): Form ADV filing data as of October 2026.