{
  "crd_number": 174309,
  "slug": "penserra-global-investors-llc-orinda-ca-174309",
  "primary_business_name": "PENSERRA GLOBAL INVESTORS LLC",
  "legal_name": "PENSERRA GLOBAL INVESTORS LLC",
  "dbas": [
    "PENSERRA INTERNATIONAL LARGE CAP EQUITY",
    "PENSERRA INTERNATIONAL SUSTAINABLE SMALL CAP EQUITY FUND, LLC"
  ],
  "city": "Orinda",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41860",
  "metro": {
    "cbsa_code": "41860",
    "common_name": "San Francisco",
    "msa_name": "San Francisco-Oakland-Fremont, CA",
    "path": "/advisors/ca/san-francisco"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-09-17",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-08-28",
  "carried_forward": false,
  "raum_total": 2.0,
  "raum_discretionary": 2.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 12,
  "advisory_employees": 10,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "pension_profit_sharing": {
      "raum": 2.0,
      "count": 0,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "MI",
    "NY",
    "WA"
  ],
  "websites": [
    "https://penserra.com/services/active-investment-management"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/174309",
  "city_as_filed": "ORINDA",
  "url": "https://advisorcensus.com/firm/penserra-global-investors-llc-orinda-ca-174309",
  "display_name": "Penserra Global Investors LLC",
  "summary": "Penserra Global Investors LLC is an SEC-registered investment advisory firm in Orinda, CA, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 28, 2026.",
  "citation": "AdvisorCensus. Penserra Global Investors LLC (CRD 174309): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Penserra Global Investors LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Penserra Global Investors LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Penserra Global Investors LLC located?",
      "a": "Penserra Global Investors LLC's principal office is in Orinda, CA, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Penserra Global Investors LLC registered with the SEC or a state?",
      "a": "Penserra Global Investors LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 174309."
    },
    {
      "q": "How much does Penserra Global Investors LLC manage?",
      "a": "Penserra Global Investors LLC reports $2 in regulatory assets under management in its Form ADV filing dated August 28, 2026 (100% discretionary)."
    },
    {
      "q": "How have Penserra Global Investors LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Penserra Global Investors LLC: Regulatory assets under management: $1,036,000 in the October 2024 data and $2 in the October 2026 data, down 100%. Total employees: 12 in October 2024 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "Does Penserra Global Investors LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174309"
    },
    {
      "q": "Does Penserra Global Investors LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated May 1, 2026 says: \"Penserra generally requires a minimum account size of ten million dollars ($10 million) per SMA, which may be waived at the Firm’s sole discretion.\""
    },
    {
      "q": "What changed in Penserra Global Investors LLC's recent Form ADV filings?",
      "a": "In the September 2026 filing data: Regulatory assets under management went from $96,180,324 to $2 (-100%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1036000.0,
      "total_employees": 12,
      "filing_date": "2024-09-06"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1036000.0,
      "total_employees": 12,
      "filing_date": "2025-03-06"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 2.0,
      "total_employees": 12,
      "filing_date": "2026-08-28"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Regulatory assets under management went from $96,180,324 to $2 (-100%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Registered or notice-filed in AZ, MI."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Registered or notice-filed in WA."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $1,036,000 to $96,180,324 (+9184%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 1, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$10,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Penserra generally requires a minimum account size of ten million dollars ($10 million) per SMA, which may be waived at the Firm’s sole discretion."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 10000000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Penserra generally requires a minimum account size of ten million dollars ($10 million) per SMA, which may be waived at the Firm’s sole discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/penserra-global-investors-llc-orinda-ca-174309.md",
  "clients": [
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": true,
      "raum": 2.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/174309",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}