{ "crd_number": 159042, "slug": "penserra-capital-management-llc-orinda-ca-159042", "primary_business_name": "PENSERRA CAPITAL MANAGEMENT LLC", "legal_name": "PENSERRA CAPITAL MANAGEMENT LLC", "dbas": [], "city": "Orinda", "state": "CA", "country": "United States", "cbsa_code": "41860", "metro": { "cbsa_code": "41860", "common_name": "San Francisco", "msa_name": "San Francisco-Oakland-Fremont, CA", "path": "/advisors/ca/san-francisco" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2014-10-27", "years_registered": 11, "period": "2026-10-01", "filing_date": "2026-03-10", "carried_forward": false, "raum_total": 17500000000.0, "raum_discretionary": 17500000000.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 16, "advisory_employees": 7, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 17500000000.0, "count": 49 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_investment_companies" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "NY" ], "websites": [ "https://penserra.com", "https://penserracapital.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159042", "city_as_filed": "ORINDA", "url": "https://advisorcensus.com/firm/penserra-capital-management-llc-orinda-ca-159042", "display_name": "Penserra Capital Management LLC", "summary": "Penserra Capital Management LLC is an SEC-registered investment advisory firm in Orinda, CA, registered since 2014, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 10, 2026.", "citation": "AdvisorCensus. Penserra Capital Management LLC (CRD 159042): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)" ], "quick_answers": [ { "q": "How is Penserra Capital Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Penserra Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Penserra Capital Management LLC located?", "a": "Penserra Capital Management LLC's principal office is in Orinda, CA, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Penserra Capital Management LLC registered with the SEC or a state?", "a": "Penserra Capital Management LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 159042." }, { "q": "How much does Penserra Capital Management LLC manage?", "a": "Penserra Capital Management LLC reports $17,500,000,000 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary)." }, { "q": "How have Penserra Capital Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Penserra Capital Management LLC: Regulatory assets under management: $5,290,000,000 in the October 2021 data and $17,500,000,000 in the October 2026 data, up 231%. Total employees: 10 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Penserra Capital Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (49)." }, { "q": "Does Penserra Capital Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159042" }, { "q": "What changed in Penserra Capital Management LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $11,500,000,000 to $17,500,000,000 (+52%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 5290000000.0, "total_employees": 10, "filing_date": "2021-10-01" }, { "period": "2022-10-01", "regulatory_assets_under_management": 5885000000.0, "total_employees": 10, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 5816000000.0, "total_employees": 12, "filing_date": "2023-03-27" }, { "period": "2024-10-01", "regulatory_assets_under_management": 11439000000.0, "total_employees": 14, "filing_date": "2024-07-22" }, { "period": "2025-10-01", "regulatory_assets_under_management": 11500000000.0, "total_employees": 16, "filing_date": "2025-07-21" }, { "period": "2026-10-01", "regulatory_assets_under_management": 17500000000.0, "total_employees": 16, "filing_date": "2026-03-10" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $11,500,000,000 to $17,500,000,000 (+52%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/penserra-capital-management-llc-orinda-ca-159042.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 49, "fewer_than_5": false, "raum": 17500000000.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159042", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }