# Penny Lane Wealth Management, LLC

> Penny Lane Wealth Management, LLC is a state-registered investment advisory firm in Tacoma, WA, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 10, 2026.

- CRD: 318918
- Filed as: PENNY LANE WEALTH MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Tacoma, WA
- Filing period: October 2026
- Form ADV filing dated: February 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/318918
- AdvisorCensus page: https://advisorcensus.com/firm/penny-lane-wealth-management-llc-tacoma-wa-318918

## Quick answers

**How is Penny Lane Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Penny Lane Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Penny Lane Wealth Management, LLC located?**
Penny Lane Wealth Management, LLC's principal office is in Tacoma, WA, according to its Form ADV.

**Is Penny Lane Wealth Management, LLC registered with the SEC or a state?**
Penny Lane Wealth Management, LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 318918.

**How much does Penny Lane Wealth Management, LLC manage?**
Penny Lane Wealth Management, LLC reports $18,896,134 in regulatory assets under management in its Form ADV filing dated February 10, 2026 (0% discretionary).

**What types of clients does Penny Lane Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (31); high net worth individuals (9).

**Does Penny Lane Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/318918

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $18,896,134
- Discretionary: $0
- Non-discretionary: $18,896,134

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 31 | $5,824,541 |
| High net worth individuals | 9 | $13,071,593 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [pennylanewealthmgmt.com](https://pennylanewealthmgmt.com)
- Facebook @PennyLaneWealth
- Instagram @pennylanewealthmgmt

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Penny Lane Wealth Management, LLC (CRD 318918): Form ADV filing data as of October 2026.