# Pennsylvania Capital Management Inc.

> Pennsylvania Capital Management Inc. is an SEC-registered investment advisory firm in Huntingdon Valley, PA, registered since 1995, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 107648
- Filed as: PENNSYLVANIA CAPITAL MANAGEMENT INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Huntingdon Valley, PA
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107648
- AdvisorCensus page: https://advisorcensus.com/firm/pennsylvania-capital-management-inc-huntingdon-valley-pa-107648

## Quick answers

**How is Pennsylvania Capital Management Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Pennsylvania Capital Management Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Pennsylvania Capital Management Inc. charge?**
Its Form ADV Part 2A brochure dated March 25, 2026 states: Hourly rate: $750 an hour (Financial planning services); Hourly rate: $275 an hour (Financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Pennsylvania Capital Management Inc. located?**
Pennsylvania Capital Management Inc.'s principal office is in Huntingdon Valley, PA, according to its Form ADV.

**Is Pennsylvania Capital Management Inc. registered with the SEC or a state?**
Pennsylvania Capital Management Inc. is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 107648.

**How much does Pennsylvania Capital Management Inc. manage?**
Pennsylvania Capital Management Inc. reports $848,645,464 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (69% discretionary).

**How have Pennsylvania Capital Management Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Pennsylvania Capital Management Inc.: Regulatory assets under management: $630,236,147 in the October 2021 data and $848,645,464 in the October 2026 data, up 35%. Total employees: 10 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pennsylvania Capital Management Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (109); individuals (other than high net worth individuals) (91).

**Which custodians does Pennsylvania Capital Management Inc. use?**
Pennsylvania Capital Management Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Pennsylvania Capital Management Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107648

**What changed in Pennsylvania Capital Management Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $759,036,635 to $848,645,464 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Hourly rate: $750 an hour (Financial planning services)

> Financial planning services may or may not include matters relating to securities and will be performed at a negotiated fixed fee or an hourly rate not to exceed $750.00 per hour, or $275

- Hourly rate: $275 an hour (Financial planning services)

> Financial planning services may or may not include matters relating to securities and will be performed at a negotiated fixed fee or an hourly rate not to exceed $750.00 per hour, or $275

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $848,645,464
- Discretionary: $582,538,110
- Non-discretionary: $266,107,354

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 91 | $38,193,091 |
| High net worth individuals | 109 | $777,349,087 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $12,376,961 |
| Charitable organizations | Fewer than 5 | $7,249,778 |
| Corporations or other businesses not listed above | Fewer than 5 | $13,476,547 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1995 (30 years)
- Employees: 10 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, DE, FL, LA, NH, NJ, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [pcmadvisors.com](https://pcmadvisors.com)
- [pcmcanhelp.com](https://pcmcanhelp.com)
- [reinventrich.com](https://reinventrich.com)
- [whoisonyourdreamteam.com](https://whoisonyourdreamteam.com)
- Facebook @Pennsylvania-Capital-Management
- LinkedIn @pcmadvisors
- YouTube @PennsylvaniaCapitalManagement

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $630,236,147 | 10 | May 27, 2021 |
| October 2022 | $761,022,207 | 11 | April 7, 2022 |
| October 2023 | $572,220,156 | 11 | June 12, 2023 |
| October 2024 | $678,004,218 | 11 | April 2, 2024 |
| October 2025 | $759,036,635 | 10 | March 19, 2025 |
| October 2026 | $848,645,464 | 10 | March 26, 2026 |

Regulatory assets under management: $630,236,147 in the October 2021 data and $848,645,464 in the October 2026 data, up 35%.
Total employees: 10 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $759,036,635 to $848,645,464 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pennsylvania Capital Management Inc. (CRD 107648): Form ADV filing data as of October 2026.