# Pennfield Capital Corp

> Pennfield Capital Corp is a state-registered investment advisory firm in South Bend, IN, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 111464
- Filed as: PENNFIELD CAPITAL CORP
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: South Bend, IN
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/111464
- AdvisorCensus page: https://advisorcensus.com/firm/pennfield-capital-corp-south-bend-in-111464

## Quick answers

**How is Pennfield Capital Corp compensated?**
On its Form ADV (Item 5.E, October 2026), Pennfield Capital Corp reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Pennfield Capital Corp located?**
Pennfield Capital Corp's principal office is in South Bend, IN, according to its Form ADV.

**Is Pennfield Capital Corp registered with the SEC or a state?**
Pennfield Capital Corp is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 111464.

**How much does Pennfield Capital Corp manage?**
Pennfield Capital Corp reports $68,144,383 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (100% discretionary).

**What types of clients does Pennfield Capital Corp serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (148); pension and profit sharing plans (but not the plan participants or government pension plans) (4); corporations or other businesses not listed above (2).

**Does Pennfield Capital Corp report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/111464

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $68,144,383
- Discretionary: $68,144,383
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 148 | $46,340,723 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $3,620,167 |
| Corporations or other businesses not listed above | 2 | $18,183,493 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2012 (14 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, IN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pennfield Capital Corp (CRD 111464): Form ADV filing data as of October 2026.