{
  "crd_number": 111464,
  "slug": "pennfield-capital-corp-south-bend-in-111464",
  "primary_business_name": "PENNFIELD CAPITAL CORP",
  "legal_name": "PENNFIELD CAPITAL CORP",
  "dbas": [],
  "city": "South Bend",
  "state": "IN",
  "country": "United States",
  "cbsa_code": "43780",
  "metro": {
    "cbsa_code": "43780",
    "common_name": "South Bend",
    "msa_name": "South Bend-Mishawaka, IN-MI",
    "path": "/advisors/in/south-bend"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2012-03-12",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-03-12",
  "carried_forward": false,
  "raum_total": 68144383.0,
  "raum_discretionary": 68144383.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 46340723.0,
      "count": 148
    },
    "pension_profit_sharing": {
      "raum": 3620167.0,
      "count": 4,
      "fewer_than_5": true
    },
    "corporations_other_businesses": {
      "raum": 18183493.0,
      "count": 2,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT",
    "IN"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111464",
  "city_as_filed": "SOUTH BEND",
  "url": "https://advisorcensus.com/firm/pennfield-capital-corp-south-bend-in-111464",
  "display_name": "Pennfield Capital Corp",
  "summary": "Pennfield Capital Corp is a state-registered investment advisory firm in South Bend, IN, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.",
  "citation": "AdvisorCensus. Pennfield Capital Corp (CRD 111464): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Pennfield Capital Corp compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Pennfield Capital Corp reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Pennfield Capital Corp located?",
      "a": "Pennfield Capital Corp's principal office is in South Bend, IN, according to its Form ADV."
    },
    {
      "q": "Is Pennfield Capital Corp registered with the SEC or a state?",
      "a": "Pennfield Capital Corp is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 111464."
    },
    {
      "q": "How much does Pennfield Capital Corp manage?",
      "a": "Pennfield Capital Corp reports $68,144,383 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Pennfield Capital Corp serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (148); pension and profit sharing plans (but not the plan participants or government pension plans) (4); corporations or other businesses not listed above (2)."
    },
    {
      "q": "Does Pennfield Capital Corp report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/111464"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/pennfield-capital-corp-south-bend-in-111464.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 148,
      "fewer_than_5": false,
      "raum": 46340723.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 4,
      "fewer_than_5": true,
      "raum": 3620167.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 2,
      "fewer_than_5": true,
      "raum": 18183493.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111464",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}