# Penn Advisory Group Inc.

> Penn Advisory Group Inc. is a state-registered investment advisory firm in Mount Vernon, IA, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 10, 2026.

- CRD: 315991
- Filed as: PENN ADVISORY GROUP INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Mount Vernon, IA
- Filing period: October 2026
- Form ADV filing dated: September 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/315991
- AdvisorCensus page: https://advisorcensus.com/firm/penn-advisory-group-inc-mount-vernon-ia-315991

## Quick answers

**How is Penn Advisory Group Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Penn Advisory Group Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Penn Advisory Group Inc. located?**
Penn Advisory Group Inc.'s principal office is in Mount Vernon, IA, according to its Form ADV.

**Is Penn Advisory Group Inc. registered with the SEC or a state?**
Penn Advisory Group Inc. is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 315991.

**How much does Penn Advisory Group Inc. manage?**
Penn Advisory Group Inc. reports $53,142,700 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (98% discretionary).

**What types of clients does Penn Advisory Group Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (55); high net worth individuals (15).

**Does Penn Advisory Group Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/315991

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $53,142,700
- Discretionary: $51,851,871
- Non-discretionary: $1,290,829

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 55 | $18,371,518 |
| High net worth individuals | 15 | $34,106,960 |
| Corporations or other businesses not listed above | Fewer than 5 | $664,222 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, IA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Penn Advisory Group Inc. (CRD 315991): Form ADV filing data as of October 2026.