# Pendex Advisors, LLC

> Pendex Advisors, LLC is a state-registered investment advisory firm, registered since 2006, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 13, 2026.

- CRD: 140497
- Filed as: PENDEX ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Louisiana
- Filing period: October 2026
- Form ADV filing dated: January 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/140497
- AdvisorCensus page: https://advisorcensus.com/firm/pendex-advisors-llc-140497

## Quick answers

**How is Pendex Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pendex Advisors, LLC reports these compensation arrangements: commissions.

**Is Pendex Advisors, LLC registered with the SEC or a state?**
Pendex Advisors, LLC is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 140497.

**How much does Pendex Advisors, LLC manage?**
Pendex Advisors, LLC reports $3,930,905 in regulatory assets under management in its Form ADV filing dated January 13, 2026 (100% discretionary).

**What types of clients does Pendex Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (18).

**Does Pendex Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/140497

## From the Form ADV filing

### Compensation (Item 5.E)
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $3,930,905
- Discretionary: $3,930,905
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 18 | $3,930,905 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Market timing services

### Firm details
- Registered since: 2006 (20 years)
- Employees: 0 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pendex Advisors, LLC (CRD 140497): Form ADV filing data as of October 2026.