# Pembroke Wealth Management, LLC

> Pembroke Wealth Management, LLC is a state-registered investment advisory firm in Wilmington, NC, registered since 2015, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 281341
- Filed as: PEMBROKE WEALTH MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Wilmington, NC
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/281341
- AdvisorCensus page: https://advisorcensus.com/firm/pembroke-wealth-management-llc-wilmington-nc-281341

## Quick answers

**How is Pembroke Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pembroke Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Pembroke Wealth Management, LLC located?**
Pembroke Wealth Management, LLC's principal office is in Wilmington, NC, according to its Form ADV.

**Is Pembroke Wealth Management, LLC registered with the SEC or a state?**
Pembroke Wealth Management, LLC is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 281341.

**How much does Pembroke Wealth Management, LLC manage?**
Pembroke Wealth Management, LLC reports $7,317,234 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (0% discretionary).

**What types of clients does Pembroke Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (23); high net worth individuals (2).

**Does Pembroke Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/281341

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $7,317,234
- Discretionary: $0
- Non-discretionary: $7,317,234

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 23 | $4,942,348 |
| High net worth individuals | 2 | $2,374,886 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2015 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @mike-santana-700a02113

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pembroke Wealth Management, LLC (CRD 281341): Form ADV filing data as of October 2026.