# Pembroke Asset Advisors, LLC

> Pembroke Asset Advisors, LLC is a state-registered investment advisory firm in Henderson, NV, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.

- CRD: 172999
- Filed as: PEMBROKE ASSET ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Henderson, NV
- Filing period: October 2026
- Form ADV filing dated: March 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/172999
- AdvisorCensus page: https://advisorcensus.com/firm/pembroke-asset-advisors-llc-henderson-nv-172999

## Quick answers

**How is Pembroke Asset Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pembroke Asset Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Pembroke Asset Advisors, LLC located?**
Pembroke Asset Advisors, LLC's principal office is in Henderson, NV, according to its Form ADV.

**Is Pembroke Asset Advisors, LLC registered with the SEC or a state?**
Pembroke Asset Advisors, LLC is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 172999.

**How much does Pembroke Asset Advisors, LLC manage?**
Pembroke Asset Advisors, LLC reports $53,149,748 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (100% discretionary).

**What types of clients does Pembroke Asset Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (142); high net worth individuals (26).

**Does Pembroke Asset Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/172999

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $53,149,748
- Discretionary: $53,149,748
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 142 | $28,794,876 |
| High net worth individuals | 26 | $22,188,830 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $297,300 |
| Charitable organizations | Fewer than 5 | $1,868,742 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2014 (12 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, MD, NV, OR
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [pembrokeassetadvisors.com](https://pembrokeassetadvisors.com)
- Facebook @pembrokeassetadvisors
- LinkedIn @pembroke-asset-advisors
- X @pembrokeadvisor

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pembroke Asset Advisors, LLC (CRD 172999): Form ADV filing data as of October 2026.