# Peltoma Capital Partners

> Peltoma Capital Partners is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 10, 2026.

- CRD: 325138
- Filed as: PELTOMA CAPITAL PARTNERS
- Legal name: Peltoma Capital Partners, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: July 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/325138
- AdvisorCensus page: https://advisorcensus.com/firm/peltoma-capital-partners-325138

## Quick answers

**How is Peltoma Capital Partners compensated?**
On its Form ADV (Item 5.E, October 2026), Peltoma Capital Partners reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Peltoma Capital Partners charge?**
Its Form ADV Part 2A brochure dated July 10, 2026 states: Flat fee: $8,000 to $18,000 a year (Wealth Management Services); Hourly rate: $500 an hour (Project-Based Financial Planning); Flat fee: $6,000 to $50,000 (Retirement Plan Consulting). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Peltoma Capital Partners registered with the SEC or a state?**
Peltoma Capital Partners is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 325138.

**How much does Peltoma Capital Partners manage?**
Peltoma Capital Partners reports $211,213,434 in regulatory assets under management in its Form ADV filing dated July 10, 2026 (100% discretionary).

**How have Peltoma Capital Partners' assets and staff changed since 2025?**
In the Form ADV data for Peltoma Capital Partners: Regulatory assets under management: $108,802,449 in the October 2025 data and $211,213,434 in the October 2026 data, up 94%. Total employees: 2 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Peltoma Capital Partners serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (54); individuals (other than high net worth individuals) (25).

**Which custodians does Peltoma Capital Partners use?**
Peltoma Capital Partners' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Peltoma Capital Partners report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/325138

**Does Peltoma Capital Partners state an account minimum?**
Its Form ADV Part 2A brochure dated July 10, 2026 says: "We do not have a minimum account size requirement."

**What changed in Peltoma Capital Partners' recent Form ADV filings?**
In the August 2026 filing data: Regulatory assets under management went from $168,930,864 to $211,213,434 (+25%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 10, 2026)

- Account minimum: None

> We do not have a minimum account size requirement.

- Flat fee: $8,000 to $18,000 a year (Wealth Management Services)

> The fee for Wealth Management Services for Clients with up to $1,000,000 in managed assets consists of an annual flat fee ranging from $8,000 to $18,000 (based on complexity).

- Hourly rate: $500 an hour (Project-Based Financial Planning)

> PCP may be open to charging a flat hourly fee for Project-Based Financial Planning. Our hourly rate starts at $500.

- Flat fee: $6,000 to $50,000 (Retirement Plan Consulting)

> The fee is a flat fee and is negotiable, ranging from $6,000 to $50,000, paid semi-annually in advance.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $211,213,434
- Discretionary: $211,213,434
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 25 | $18,678,799 |
| High net worth individuals | 54 | $192,534,635 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, MT, NC, OR, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- peltomacapital.com
- LinkedIn @rubinmiller
- X @rubinjmiller

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $108,802,449 | 2 | May 14, 2025 |
| October 2026 | $211,213,434 | 3 | July 10, 2026 |

Regulatory assets under management: $108,802,449 in the October 2025 data and $211,213,434 in the October 2026 data, up 94%.
Total employees: 2 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Regulatory assets under management went from $168,930,864 to $211,213,434 (+25%).

### June 2026
- Employees performing advisory functions went from 2 to 3.
- Registered or notice-filed in NC, OR.

### April 2026
- Regulatory assets under management went from $108,802,449 to $168,930,864 (+55%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peltoma Capital Partners (CRD 325138): Form ADV filing data as of October 2026.