# Pelkonen and Associates LLC

> Pelkonen and Associates LLC is an SEC-registered investment advisory firm in Melville, NY, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 305933
- Filed as: PELKONEN AND ASSOCIATES LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Melville, NY
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/305933
- AdvisorCensus page: https://advisorcensus.com/firm/pelkonen-and-associates-llc-melville-ny-305933

## Quick answers

**How is Pelkonen and Associates LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pelkonen and Associates LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Pelkonen and Associates LLC charge?**
Its Form ADV Part 2A brochure dated March 13, 2026 states: Flat fee: $3,000 to $22,500 (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Pelkonen and Associates LLC located?**
Pelkonen and Associates LLC's principal office is in Melville, NY, according to its Form ADV.

**Is Pelkonen and Associates LLC registered with the SEC or a state?**
Pelkonen and Associates LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 305933.

**How much does Pelkonen and Associates LLC manage?**
Pelkonen and Associates LLC reports $293,299,775 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (95% discretionary).

**How have Pelkonen and Associates LLC's assets and staff changed since 2021?**
In the Form ADV data for Pelkonen and Associates LLC: Regulatory assets under management: $176,071,230 in the October 2021 data and $293,299,775 in the October 2026 data, up 67%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pelkonen and Associates LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (186); high net worth individuals (131).

**Which custodians does Pelkonen and Associates LLC use?**
Pelkonen and Associates LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Pelkonen and Associates LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305933

**Does Pelkonen and Associates LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 13, 2026 says: "Pelkonen generally does not impose a minimum relationship size."

**What changed in Pelkonen and Associates LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $253,099,311 to $293,299,775 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 13, 2026)

- Account minimum: None

> Pelkonen generally does not impose a minimum relationship size.

- Flat fee: $3,000 to $22,500 (financial planning services)

> Pelkonen offers financial planning services either an on-going basis or for a fixed fee. Fixed fees range from $3,000 to $22,500.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $293,299,775
- Discretionary: $278,660,568
- Non-discretionary: $14,639,207

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 186 | $12,758,540 |
| High net worth individuals | 131 | $280,541,235 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NH, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ampwealthcare.com
- Facebook @Pelkonenandassociates
- LinkedIn @allanpelkonen

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $176,071,230 | 3 | September 29, 2021 |
| October 2022 | $193,724,640 | 3 | January 31, 2022 |
| October 2023 | $169,484,698 | 3 | March 1, 2023 |
| October 2024 | $212,796,495 | 3 | March 13, 2024 |
| October 2025 | $253,099,311 | 3 | February 18, 2025 |
| October 2026 | $293,299,775 | 4 | March 13, 2026 |

Regulatory assets under management: $176,071,230 in the October 2021 data and $293,299,775 in the October 2026 data, up 67%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $253,099,311 to $293,299,775 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pelkonen and Associates LLC (CRD 305933): Form ADV filing data as of October 2026.