{ "crd_number": 164588, "slug": "pegasus-tech-ventures-inc-san-jose-ca-164588", "primary_business_name": "PEGASUS TECH VENTURES, INC.", "legal_name": "PEGASUS TECH VENTURES, INC.", "dbas": [], "city": "San Jose", "state": "CA", "country": "United States", "cbsa_code": "41940", "metro": { "cbsa_code": "41940", "common_name": "San Jose", "msa_name": "San Jose-Sunnyvale-Santa Clara, CA", "path": "/advisors/ca/san-jose" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-05-03", "years_registered": 2, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 2581136068.0, "raum_discretionary": 2581136068.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 46, "advisory_employees": 35, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 2581136068.0, "count": 43 } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://angel.co/pegasus-tech-ventures", "https://facebook.com/PegasusTechVentures?tn-str=k%2AF", "https://instagram.com/pegasustechventures", "https://linkedin.com/company/pegasus-tech-ventures", "https://pegasustechventures.com", "https://twitter.com/PegasusTech_V", "https://youtube.com/channel/UCKaW33qpKrzN7_o8OH0vMLA" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164588", "city_as_filed": "SAN JOSE", "url": "https://advisorcensus.com/firm/pegasus-tech-ventures-inc-san-jose-ca-164588", "display_name": "Pegasus Tech Ventures, Inc.", "summary": "Pegasus Tech Ventures, Inc. is an SEC-registered investment advisory firm in San Jose, CA, registered since 2024, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Pegasus Tech Ventures, Inc. (CRD 164588): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Pegasus Tech Ventures, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Pegasus Tech Ventures, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees." }, { "q": "How much does Pegasus Tech Ventures, Inc. charge?", "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 1% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Pegasus Tech Ventures, Inc. located?", "a": "Pegasus Tech Ventures, Inc.'s principal office is in San Jose, CA, according to its Form ADV." }, { "q": "Is Pegasus Tech Ventures, Inc. registered with the SEC or a state?", "a": "Pegasus Tech Ventures, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 164588." }, { "q": "How much does Pegasus Tech Ventures, Inc. manage?", "a": "Pegasus Tech Ventures, Inc. reports $2,581,136,068 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Pegasus Tech Ventures, Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Pegasus Tech Ventures, Inc.: Regulatory assets under management: $2,152,219,669 in the October 2024 data and $2,581,136,068 in the October 2026 data, up 20%. Total employees: 40 in October 2024 and 46 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Pegasus Tech Ventures, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (43)." }, { "q": "Does Pegasus Tech Ventures, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164588" }, { "q": "What changed in Pegasus Tech Ventures, Inc.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 29 to 35. Regulatory assets under management went from $2,270,523,404 to $2,581,136,068 (+14%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2022-08-24" }, { "period": "2023-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2152219669.0, "total_employees": 40, "filing_date": "2024-05-03" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2270523404.0, "total_employees": 43, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2581136068.0, "total_employees": 46, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 29 to 35.", "Regulatory assets under management went from $2,270,523,404 to $2,581,136,068 (+14%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 31, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": "1% to 2% a year", "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 1% to 2% a year (a range, as the brochure states it)" ], "quotes": [ "The Management Fee will be calculated separately for each limited partner, generally at a rate between 1-2% per annum of that limited partner’s capital account." ] } ], "values": { "tiers": [], "range_pct": [ 1.0, 2.0 ], "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "The Management Fee will be calculated separately for each limited partner, generally at a rate between 1-2% per annum of that limited partner’s capital account." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/pegasus-tech-ventures-inc-san-jose-ca-164588.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 43, "fewer_than_5": false, "raum": 2581136068.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164588", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }