# Pegasus Group, LLC

> Pegasus Group, LLC is an SEC-registered investment advisory firm in Morristown, NJ, registered since 2001, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 12, 2026.

- CRD: 113499
- Filed as: PEGASUS GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Morristown, NJ
- Filing period: October 2026
- Form ADV filing dated: June 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/113499
- AdvisorCensus page: https://advisorcensus.com/firm/pegasus-group-llc-morristown-nj-113499

## Quick answers

**How is Pegasus Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pegasus Group, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Pegasus Group, LLC located?**
Pegasus Group, LLC's principal office is in Morristown, NJ, according to its Form ADV.

**Is Pegasus Group, LLC registered with the SEC or a state?**
Pegasus Group, LLC is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 113499.

**How much does Pegasus Group, LLC manage?**
Pegasus Group, LLC reports $91,338,126 in regulatory assets under management in its Form ADV filing dated June 12, 2026 (100% discretionary).

**How have Pegasus Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Pegasus Group, LLC: Regulatory assets under management: $54,619,504 in the October 2021 data and $91,338,126 in the October 2026 data, up 67%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pegasus Group, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (17); individuals (other than high net worth individuals) (4).

**Which custodians does Pegasus Group, LLC use?**
Pegasus Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Pegasus Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113499

**What changed in Pegasus Group, LLC's recent Form ADV filings?**
In the July 2026 filing data: Registered or notice-filed in FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 21, 2026)

- Minimum annual fee: None

> The Registrant does not require a minimum annual fee or asset level for investment advisory services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $91,338,126
- Discretionary: $91,338,126
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $1,143,681 |
| High net worth individuals | 17 | $90,194,445 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2001 (25 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $54,619,504 | 3 | March 19, 2021 |
| October 2022 | $66,449,028 | 2 | April 12, 2022 |
| October 2023 | $48,546,563 | 2 | February 10, 2023 |
| October 2024 | $57,387,214 | 2 | March 22, 2024 |
| October 2025 | $77,280,642 | 2 | March 13, 2025 |
| October 2026 | $91,338,126 | 2 | June 12, 2026 |

Regulatory assets under management: $54,619,504 in the October 2021 data and $91,338,126 in the October 2026 data, up 67%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Registered or notice-filed in FL.

### April 2026
- Regulatory assets under management went from $77,280,642 to $91,338,126 (+18%).

### January 2026
- No longer registered or notice-filed in NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pegasus Group, LLC (CRD 113499): Form ADV filing data as of October 2026.