# Peddock Capital Advisors, LLC

> Peddock Capital Advisors, LLC is an SEC-registered investment advisory firm in Braintree, MA, registered since 2008, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 1, 2026.

- CRD: 148216
- Filed as: PEDDOCK CAPITAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Braintree, MA
- Filing period: October 2026
- Form ADV filing dated: June 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148216
- AdvisorCensus page: https://advisorcensus.com/firm/peddock-capital-advisors-llc-braintree-ma-148216

## Quick answers

**How is Peddock Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Peddock Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Peddock Capital Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated February 18, 2026 states: Hourly rate: $150 to $500 an hour (consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Peddock Capital Advisors, LLC located?**
Peddock Capital Advisors, LLC's principal office is in Braintree, MA, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Peddock Capital Advisors, LLC registered with the SEC or a state?**
Peddock Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 148216.

**How much does Peddock Capital Advisors, LLC manage?**
Peddock Capital Advisors, LLC reports $836,154,847 in regulatory assets under management in its Form ADV filing dated June 1, 2026 (96% discretionary).

**How have Peddock Capital Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Peddock Capital Advisors, LLC: Regulatory assets under management: $405,387,605 in the October 2021 data and $836,154,847 in the October 2026 data, up 106%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Peddock Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (99); individuals (other than high net worth individuals) (74).

**Which custodians does Peddock Capital Advisors, LLC use?**
Peddock Capital Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Peddock Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148216

**Does Peddock Capital Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 18, 2026 says: "PCA does not impose a minimum size for establishing a relationship."

**What changed in Peddock Capital Advisors, LLC's recent Form ADV filings?**
In the July 2026 filing data: Registered or notice-filed in FL, NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 18, 2026)

- Account minimum: None

> PCA does not impose a minimum size for establishing a relationship.

- Hourly rate: $150 to $500 an hour (consulting services)

> PCA offers consulting services at rates ranging from $150 to $500 per hour. Fees are based on the nature and complexity of the services to be provided and the overall relationship with the Advisor.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $836,154,847
- Discretionary: $801,133,055
- Non-discretionary: $35,021,792

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 74 | $28,416,442 |
| High net worth individuals | 99 | $742,131,711 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $27,400,874 |
| Charitable organizations | Fewer than 5 | $482,248 |
| Corporations or other businesses not listed above | Fewer than 5 | $37,723,572 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other

### Firm details
- Registered since: 2008 (17 years)
- Employees: 6 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MA, ME, NH, NJ, NV, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Lynnfield, MA

### Websites listed on Form ADV (Item 1.I)
- peddock.com
- LinkedIn @peddock-capital-advisors-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $405,387,605 | 6 | March 24, 2021 |
| October 2022 | $474,245,935 | 6 | September 15, 2022 |
| October 2023 | $495,544,938 | 7 | March 14, 2023 |
| October 2024 | $613,547,587 | 6 | September 13, 2024 |
| October 2025 | $731,548,995 | 6 | July 25, 2025 |
| October 2026 | $836,154,847 | 6 | June 1, 2026 |

Regulatory assets under management: $405,387,605 in the October 2021 data and $836,154,847 in the October 2026 data, up 106%.
Total employees: 6 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Registered or notice-filed in FL, NY.

### February 2026
- Regulatory assets under management went from $731,548,995 to $836,154,847 (+14%).
- Changed its office addresses in Lynnfield, MA.

### December 2025
- Registered or notice-filed in ME, NJ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peddock Capital Advisors, LLC (CRD 148216): Form ADV filing data as of October 2026.