# Peckham, David a

> Peckham, David a is a state-registered investment advisory firm, registered since 2015, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 235790
- Filed as: PECKHAM, DAVID A
- Legal name: Peckham, David Arthur
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/235790
- AdvisorCensus page: https://advisorcensus.com/firm/peckham-david-a-235790

## Quick answers

**How is Peckham, David a compensated?**
On its Form ADV (Item 5.E, October 2026), Peckham, David a reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Peckham, David a registered with the SEC or a state?**
Peckham, David a is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 235790.

**How much does Peckham, David a manage?**
Peckham, David a reports $6,096,473 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Peckham, David a serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (113); high net worth individuals (3).

**Does Peckham, David a report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/235790

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $6,096,473
- Discretionary: $6,096,473
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 113 | $4,240,159 |
| High net worth individuals | 3 | $1,856,314 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2015 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peckham, David a (CRD 235790): Form ADV filing data as of October 2026.