# Pearson Investment Management, LLC

> Pearson Investment Management, LLC is a state-registered investment advisory firm, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2023.

- CRD: 283536
- Filed as: PEARSON INVESTMENT MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: March 31, 2023
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/283536
- AdvisorCensus page: https://advisorcensus.com/firm/pearson-investment-management-llc-283536

## Quick answers

**How is Pearson Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pearson Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Pearson Investment Management, LLC registered with the SEC or a state?**
Pearson Investment Management, LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 283536.

**How much does Pearson Investment Management, LLC manage?**
Pearson Investment Management, LLC reports $11,000,000 in regulatory assets under management in its Form ADV filing dated March 31, 2023 (100% discretionary).

**What types of clients does Pearson Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (32).

**Does Pearson Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/283536

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $11,000,000
- Discretionary: $11,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 32 | $5,782,500 |
| Insurance companies | Fewer than 5 | $117,500 |
| Corporations or other businesses not listed above | Fewer than 5 | $5,100,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2016 (10 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, GA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pearson-im.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pearson Investment Management, LLC (CRD 283536): Form ADV filing data as of October 2026.