# Peapod Lane Capital LLC

> Peapod Lane Capital LLC is an SEC-registered investment advisory firm in Bedford Hills, NY, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 4, 2026.

- CRD: 159963
- Filed as: PEAPOD LANE CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bedford Hills, NY
- Filing period: October 2026
- Form ADV filing dated: March 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/159963
- AdvisorCensus page: https://advisorcensus.com/firm/peapod-lane-capital-llc-bedford-hills-ny-159963

## Quick answers

**How is Peapod Lane Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Peapod Lane Capital LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Peapod Lane Capital LLC located?**
Peapod Lane Capital LLC's principal office is in Bedford Hills, NY, according to its Form ADV.

**Is Peapod Lane Capital LLC registered with the SEC or a state?**
Peapod Lane Capital LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 159963.

**How much does Peapod Lane Capital LLC manage?**
Peapod Lane Capital LLC reports $108,188,034 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (100% discretionary).

**How have Peapod Lane Capital LLC's assets and staff changed since 2024?**
In the Form ADV data for Peapod Lane Capital LLC: Regulatory assets under management: $63,482,296 in the October 2024 data and $108,188,034 in the October 2026 data, up 70%. Total employees: 2 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Peapod Lane Capital LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (26); individuals (other than high net worth individuals) (6).

**Which custodians does Peapod Lane Capital LLC use?**
Peapod Lane Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Northern Trust Securities, Inc. and State Street Global Markets, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Peapod Lane Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159963

**Does Peapod Lane Capital LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 4, 2026 says: "We require a minimum of $250,000 to invest with our firm; however, we may waive or reduce that amount."

**What changed in Peapod Lane Capital LLC's recent Form ADV filings?**
In the April 2026 filing data: Registered or notice-filed in FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 4, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> We require a minimum of $250,000 to invest with our firm; however, we may waive or reduce that amount.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Northern Trust Securities, Inc.
- State Street Global Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $108,188,034
- Discretionary: $108,188,034
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 6 | $1,697,414 |
| High net worth individuals | 26 | $32,400,621 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $74,089,999 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [peapodlane.com](https://peapodlane.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $63,482,296 | 2 | June 21, 2024 |
| October 2025 | $108,188,034 | 2 | March 14, 2025 |
| October 2026 | $108,188,034 | 3 | March 4, 2026 |

Regulatory assets under management: $63,482,296 in the October 2024 data and $108,188,034 in the October 2026 data, up 70%.
Total employees: 2 in October 2024 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Registered or notice-filed in FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peapod Lane Capital LLC (CRD 159963): Form ADV filing data as of October 2026.