# Peakvalley Wealth, LLC

> Peakvalley Wealth, LLC is an SEC-registered investment advisory firm in Roanoke, VA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 9, 2026.

- CRD: 165542
- Filed as: PEAKVALLEY WEALTH, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Roanoke, VA
- Filing period: October 2026
- Form ADV filing dated: February 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/165542
- AdvisorCensus page: https://advisorcensus.com/firm/peakvalley-wealth-llc-roanoke-va-165542

## Quick answers

**How is Peakvalley Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Peakvalley Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Peakvalley Wealth, LLC charge?**
Its Form ADV Part 2A brochure dated February 9, 2026 states: Hourly rate: $250 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Peakvalley Wealth, LLC located?**
Peakvalley Wealth, LLC's principal office is in Roanoke, VA, according to its Form ADV; the March 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Peakvalley Wealth, LLC registered with the SEC or a state?**
Peakvalley Wealth, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 165542.

**How much does Peakvalley Wealth, LLC manage?**
Peakvalley Wealth, LLC reports $130,270,000 in regulatory assets under management in its Form ADV filing dated February 9, 2026 (96% discretionary).

**How have Peakvalley Wealth, LLC's assets and staff changed since 2025?**
In the Form ADV data for Peakvalley Wealth, LLC: Regulatory assets under management: $107,339,000 in the October 2025 data and $130,270,000 in the October 2026 data, up 21%. Total employees: 4 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Peakvalley Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (104); high net worth individuals (49); corporations or other businesses not listed above (13).

**Which custodians does Peakvalley Wealth, LLC use?**
Peakvalley Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and T. Rowe Price Investment Services, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Peakvalley Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165542

**Does Peakvalley Wealth, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 9, 2026 says: "PVW does not require a minimum balance to open an account ."

**What changed in Peakvalley Wealth, LLC's recent Form ADV filings?**
In the December 2025 filing data: Regulatory assets under management went from $107,339,000 to $126,922,000 (+18%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated February 9, 2026)

- Account minimum: None

> PVW does not require a minimum balance to open an account .

- Hourly rate: $250 an hour (financial planning services)

> For a client who does not have assets managed by PVW, PVW offers financial planning services at an hourly rate of $250.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- T. Rowe Price Investment Services, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $130,270,000
- Discretionary: $125,560,000
- Non-discretionary: $4,710,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 104 | $31,829,000 |
| High net worth individuals | 49 | $75,525,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $263,000 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 13 | $21,262,000 |
| Other | 2 | $1,391,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, VA, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Princeton, WV
- Tazewell, VA

### Websites listed on Form ADV (Item 1.I)
- [peakvalleywealth.com](https://peakvalleywealth.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $107,339,000 | 4 | March 24, 2025 |
| October 2026 | $130,270,000 | 4 | February 9, 2026 |

Regulatory assets under management: $107,339,000 in the October 2025 data and $130,270,000 in the October 2026 data, up 21%.
Total employees: 4 in October 2025 and 4 in October 2026.

## Changes in the filing (last 12 months)

### December 2025
- Regulatory assets under management went from $107,339,000 to $126,922,000 (+18%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peakvalley Wealth, LLC (CRD 165542): Form ADV filing data as of October 2026.